Head of Compliance

Recruiter:

ARCS

Job Ref:

PTA000720/BH

Date posted:

Friday, April 26, 2024

Location:

Centurion, South Africa

Salary:

1,1316 Annually

SUMMARY:
Seeking a highly experienced and dynamic Head of Compliance to join a reputable financial services company specializing in investments and savings. As the Head of Compliance, you will play a critical role in ensuring that our client's organization adheres to all relevant regulatory rules, regulations, and policies. This key leadership position requires a deep understanding of compliance principles, strong leadership capabilities, and a track record of successful regulatory management in the financial services industry.

POSITION INFO:
Preferred Skills:

Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS).
Must have experience in a CAT II / III / CIS Manco environment with pension fund and life insurance experience.
Experience with compliance technology and software tools.
Prior experience in a similar role within an investments company, asset management firm or administrative FSP.
Experience in CAT ll/lll is a core requirement.
Experience in CIS MANCO environment with pension fund and life insurance experience beneficial.

Qualifications:

Bachelor’s degree in finance, Business Administration, Law, Investments or a related field. An advanced degree is a plus.
Minimum of 10 years of experience in compliance within the financial services industry, with a focus on investments.
Exposure to FAIS, FICA, POPIA, PFA, LTI, CISCA.
In-depth knowledge of relevant regulatory rules and guidelines.
Minimum of 3 years of successfully managing compliance functions, with a demonstrated ability to implement effective compliance programs.
Strong leadership and management skills, with experience leading and developing teams.
Exceptional analytical and problem-solving abilities, with the capacity to make well-informed decisions.
Excellent communication and interpersonal skills, with the ability to engage with stakeholders at all levels of the organization.
High ethical standards and a commitment to upholding the integrity of the organization

Responsibilities:

Compliance overview
Policies and procedures
Regulatory monitoring
Internal compliance training
Risk assessment
Reporting and documentation
Internal controls
Compliance investigations
External relations
Compliance audits
Team management
Strategic alignment

NB! This job is now closed. You can apply for other jobs by uploading your CV.

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