Compliance Officer

SUMMARY:
Be the Compliance Officer Who Drives Integrity & Trust in the Financial Services Sector

POSITION INFO:

Join a Leading Force in Financial Compliance -
Be the Compliance Officer Who Drives Integrity & Trust in the Financial Services Sector

A trusted name in compliance and risk management, is on the lookout for a dynamic, FSCA-approved Compliance Officer (Category I) to join their Western Cape team. Based in the vibrant hub of Tyger Valley, Cape Town, this is an opportunity to make a meaningful impact across South Africa’s financial services landscape.

About the Role:

The Compliance Officer will be responsible for delivering expert, outsourced compliance solutions to a portfolio of independent Financial Services Providers (FSPs). This individual will play a key role in embedding a culture of compliance, ensuring regulatory excellence, and strengthening client trust through smart, risk-informed guidance.

From conducting onsite visits to delivering sharp, personalised reports — the successful candidate will be the go-to advisor, helping businesses navigate legislation like FAIS, FICA, and Treating Customers Fairly (TCF) requirements with confidence and clarity.

Key Responsibilities
Champion a full-spectrum compliance service in line with FAIS, FICA, and FSCA mandates

Build and nurture relationships with FSPs across the region

Create and maintain compliance risk frameworks tailored to client needs

Conduct compliance monitoring visits and draft high-impact reports

Deliver post-monitoring feedback and offer actionable insights

Maintain detailed compliance records in line with best practices

Play a key role in business development by sourcing and signing new clients

Collaborate closely with the Regional Manager to meet strategic goals

Minimum Requirements
A relevant tertiary qualification in Law, Accounting, or Finance

FSCA-approved Compliance Officer (Category I) status (this is essential)

At least 3 years of hands-on compliance or risk management experience within financial services

Familiarity with Category I FSP operations

A valid driver’s license (client travel may be required)

Skills & Competencies
In-depth knowledge of FAIS, FICA, and broader compliance legislation

Strong grasp of risk management principles

Outstanding verbal and written communication

Excellent presentation and interpersonal skills

Self-starter who thrives both independently and within a team

Deadline-driven with a client-first mindset