Compliance Analyst

Recruiter:

Candidate Connect

Job Ref:

1449141811

Date posted:

Friday, January 27, 2023

Location:

Cape Town, South Africa

SUMMARY:
-

POSITION INFO:

Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town.

This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business.

This is an EE designated opportunity.

Some key role functions:

Ensure the implementation and maintenance of Compliance processes and procedures:
- Regulatory investment limits and Mandate investment reviews and coding.
- Pre- and Post-Trade Investment Mandate Breach reporting.
- Conflicts of Interest Management in line with legislative and group governance requirements.
Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities.
Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities.
Regular reporting to management and regulatory bodies.
Help maintain an effective compliance monitoring and training programme for the organisation.

Key requirements:

Bachelors Degree in Commerce or Statistics
3 - 5 years’ experience in Compliance or Audit
Experience working on Charles River and Invest One
Regulation 28 reporting experience necessary
Comply with the FAIS Code of Conduct requirements for Compliance staff
Excellent communication and numerical skills.
Technical understanding of financial products and instruments
Take pride in own integrity and confidentiality.

You understand and accept that, by applying for this role, you authorise Candidate Connect to obtain your personal information and utilise said information for recruitment purposes for this role. Your information will be stored on our database. Should you wish for us to remove any personal information from our database, please contact us at Your data will not be used for any unsolicited marketing purposes, and will not be transferred to any third parties without your direct consent.

Please note that if you do not receive a response from us within 1 week of your application, please consider it as unsuccessful for this particular role – thank you.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 46.8k per month
Executive Support and communication Specialist Bellville R35000 - R46800
Today

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 43k per month
Executive Support and communication Specialist Bellville R35000 - R43000
2 days ago

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 43k per month
Executive Support and communication Specialist Bellville R35000 - R43000
42 days ago

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 43k per month
Executive Support and communication Specialist Bellville R35000 - R42000
44 days ago

Sales Engineer Executive
Location: Cape Town
Salary:
Join a leading company in the hardware and engineering industry as a Technical Sales Representative.We are seeking an energetic and customer-focused professional who can identify opportunities, build strong relationships, and deliver tailored hardware solutions to clients. If you enjoy working in a target-driven environment, meeting with customers, and driving business growth, this could be the pe...
Today

Industrial Installation Technician
Location: Cape Town
Salary:
Our client is seeking a young, energetic, and technically minded Industrial Installation Technician to join their team. This is an excellent opportunity for a recent Engineering graduate or technically inclined individual looking to build a career in industrial installations, automation, fabrication, and pest control services. Comprehensive training will be provided across all aspects of the role.
Today

Sales Executive
Location: Paarl
Salary:
Duties & ResponsibilitiesAre you a driven and customer-focused sales professional with a passion for the automotive industry? Our client, a reputable and dynamic dealership, is seeking an experienced Sales Executive to join their team.
Today

Aftersales Consultant
Location: Paarl
Salary:
Summary We are seeking an Aftersales Consultant to bring expertise, energy, and excellent organizational skills to a dealership team. To apply, you should have a minimum of 3 years of experience as an Aftersales Consultant within a high-end volume or premium brand dealership. A polished appearance, strong articulation skills, and excellent communication abilities that go above and beyond to e...
Today

Senior Business Development & Platinum Account Manager
Location: Cape Town
Salary: 360 000 Annually
Our client is a trusted and growing leader in the digital printing industry, supplying innovative solutions across UV graphic printing, textile printing, DTF, dye sublimation, and screen printing markets.
Today

Sales Representative
Location: Cape Town
Salary: 15 000 Monthly
George (Garden Route) - Our client is an established national importer and distributor of premium electrical and lighting solutions, supplying high-quality products to wholesale networks, contractors, and major projects across South Africa.
Today