Compliance Analyst

Recruiter:

Candidate Connect

Job Ref:

1449141811

Date posted:

Friday, January 27, 2023

Location:

Cape Town, South Africa

SUMMARY:
-

POSITION INFO:

Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town.

This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business.

This is an EE designated opportunity.

Some key role functions:

Ensure the implementation and maintenance of Compliance processes and procedures:
- Regulatory investment limits and Mandate investment reviews and coding.
- Pre- and Post-Trade Investment Mandate Breach reporting.
- Conflicts of Interest Management in line with legislative and group governance requirements.
Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities.
Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities.
Regular reporting to management and regulatory bodies.
Help maintain an effective compliance monitoring and training programme for the organisation.

Key requirements:

Bachelors Degree in Commerce or Statistics
3 - 5 years’ experience in Compliance or Audit
Experience working on Charles River and Invest One
Regulation 28 reporting experience necessary
Comply with the FAIS Code of Conduct requirements for Compliance staff
Excellent communication and numerical skills.
Technical understanding of financial products and instruments
Take pride in own integrity and confidentiality.

You understand and accept that, by applying for this role, you authorise Candidate Connect to obtain your personal information and utilise said information for recruitment purposes for this role. Your information will be stored on our database. Should you wish for us to remove any personal information from our database, please contact us at Your data will not be used for any unsolicited marketing purposes, and will not be transferred to any third parties without your direct consent.

Please note that if you do not receive a response from us within 1 week of your application, please consider it as unsuccessful for this particular role – thank you.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 43k per month
Executive Support and communication Specialist Bellville R35000 - R43000
1 day ago

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 43k per month
Executive Support and communication Specialist Bellville R35000 - R43000
41 days ago

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 43k per month
Executive Support and communication Specialist Bellville R35000 - R42000
43 days ago

Ophthalmic Nurse
Location: Cape Town
Salary:
Our client, a specialised private eye clinic, is seeking an Ophthalmic Nurse to join their highly skilled team on a permanent basis at their Cape Town facility.
Today

Business Development Manager â Insurance
Location: Cape Town
Salary:
Do you have 3–4 years of experience in the insurance industry, with a strong track record of promoting long-term insurance solutions within the B2B market? Our client specialises in Long-Term Insurance, with a particular focus on Credit Life Insurance, Group Funeral Cover, and Employer Group solutions. They are seeking a driven and relationship-focused Business Developer to identify new...
Today

Candidate Attorney
Location: Cape Town
Salary:
Our client, a well-established legal practice, is seeking a motivated and professional Candidate Attorney to join their team. The successful candidate will gain exposure to various areas of law, including commercial law, litigation, and property law, while receiving practical legal training and mentorship in a fast-paced, high-performance environment.
Today

Litigation Attorney
Location: Cape Town
Salary:
Our client, a well-established legal practice, is seeking an experienced Litigation Attorney with a minimum of 5 years' PQE to join their team. The successful candidate will independently manage litigation matters from instruction to trial, maintain strong client relationships, and contribute to the growth of the firm's litigation practice. Candidates with High Court and Magistrate's Court experie...
Today

Business Development Manager
Location: Cape Town
Salary:
Our client is seeking an experienced Business Development Manager to drive growth and expansion in the insurance sector. The ideal candidate will identify new business opportunities, build strong relationships, and manage existing partnerships to achieve sales targets and expand market presence.The focus is primarily Long-Term Insurance, specifically Credit Life Insurance, Group Funeral Cover, and...
Today

Field Service Technician
Location: Cape Town
Salary:
Field Service TechnicianCape TownPosition SummaryThe Field Service Technician is responsible for servicing, repairing, installing, and maintaining vacuum and blower equipment at customer sites. The successful candidate will also support business growth by identifying sales opportunities, delivering excellent customer service, and providing technical solutions to clients.
Today

Accountant
Location: Stellenbosch
Salary: 600000 Annually
"Step into a dynamic accounting role where your technical expertise and analytical mindset contribute directly to financial accuracy and business success within a multinational environment."
Today