Compliance Analyst

Recruiter:

Candidate Connect

Job Ref:

1449141811

Date posted:

Friday, January 27, 2023

Location:

Cape Town, South Africa

SUMMARY:
-

POSITION INFO:
Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. Some key role functions: Ensure the implementation and maintenance of Compliance processes and procedures: Regulatory investment limits and Mandate investment reviews and coding. Pre- and Post-Trade Investment Mandate Breach reporting. Conflicts of Interest Management in line with legislative and group governance requirements. Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities. Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities. Regular reporting to management and regulatory bodies. Help maintain an effective compliance monitoring and training programme for the organisation. Key requirements: Bachelors Degree in Commerce or Statistics 3 - 5 years’ experience in Compliance or Audit Experience working on Charles River and Invest One Regulation 28 reporting experience necessary Comply with the FAIS Code of Conduct requirements for Compliance staff Excellent communication and numerical skills. Technical understanding of financial products and instruments Take pride in own integrity and confidentiality. You understand and accept that, by applying for this role, you authorise Candidate Connect to obtain your personal information and utilise said information for recruitment purposes for this role. Your information will be stored on our database. Should you wish for us to remove any personal information from our database, please contact us at Your data will not be used for any unsolicited marketing purposes, and will not be transferred to any third parties without your direct consent. Please note that if you do not receive a response from us within 1 week of your application, please consider it as unsuccessful for this particular role – thank you.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Communication Specialist and Executive Support
Location: Bellville
Salary: R35k - 48k per month
communication Specialist and Executive Support Bellville R35000-R48000
5 days ago

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 46.8k per month
Executive Support and communication Specialist Bellville R30000-R46800
5 days ago

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 46.8k per month
Executive Support and communication Specialist Bellville R35000 - R46800
5 days ago

Wealth Manager Assistant
Location: Bellville
Salary: R20k - 30k per month
Wealth Manager Assistant Bellville R20000 - R30000 pm.
Today

Financial Planning Associate
Location: Bellville
Salary: R30k per month
Financial Planning Associate Bellville R30000
Today

Junior Maintenance Assistant
Location: Hout Bay
Salary:
The Junior Maintenance Assistant is responsible for supporting the maintenance team in ensuring that all hotel, lodge, or resort facilities, equipment, and infrastructure are maintained to the highest standards. This role assists with preventative maintenance, repairs, inspections, and general upkeep to provide a safe, functional, and welcoming environment for guests and staff while minimising ope...
Today

Manager: People & Performance - Cape Town, Remote
Location: Cape Town
Salary:
Do you lead and inspire a team of managers in a fast-paced, data-driven environment where people development is just as important as performance? Our client in the UK is looking for a Cape Town-based Manager who can coach, empower and develop leaders to build high-performing teams, drive accountability and foster a culture of continuous improvement. Using data and insights to guide decis...
1 day ago

Property & Asset Manager
Location: Cape Town
Salary:
PROPERTY & ASSET MANAGER - NORTHERN SUBURBS – CAPE TOWN
1 day ago

Creditors Manager
Location: Durbanville
Salary:
An exciting opportunity is available for an experienced Creditors professional to take ownership of the transporter creditors function. This role will oversee the full creditors process, including payments, reconciliations, queries, compliance and team performance, while building strong transporter relationships and identifying opportunities to improve and streamline processes. &n...
1 day ago

Chief Accountant
Location: Cape Town
Salary:
Are you a senior finance professional ready to step into a key leadership position where your technical expertise, commercial insight and ability to see the bigger picture will make a real impact?Our client is looking for an experienced Chief Accountant to take ownership of complex financial reporting across multiple entities. This is an excellent opportunity for someone who thrives in a manufactu...
1 day ago