Compliance Analyst

Recruiter:

Candidate Connect

Job Ref:

1449141811

Date posted:

Friday, January 27, 2023

Location:

Cape Town, South Africa

SUMMARY:
-

POSITION INFO:
Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. Some key role functions: Ensure the implementation and maintenance of Compliance processes and procedures: Regulatory investment limits and Mandate investment reviews and coding. Pre- and Post-Trade Investment Mandate Breach reporting. Conflicts of Interest Management in line with legislative and group governance requirements. Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities. Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities. Regular reporting to management and regulatory bodies. Help maintain an effective compliance monitoring and training programme for the organisation. Key requirements: Bachelors Degree in Commerce or Statistics 3 - 5 years’ experience in Compliance or Audit Experience working on Charles River and Invest One Regulation 28 reporting experience necessary Comply with the FAIS Code of Conduct requirements for Compliance staff Excellent communication and numerical skills. Technical understanding of financial products and instruments Take pride in own integrity and confidentiality. You understand and accept that, by applying for this role, you authorise Candidate Connect to obtain your personal information and utilise said information for recruitment purposes for this role. Your information will be stored on our database. Should you wish for us to remove any personal information from our database, please contact us at Your data will not be used for any unsolicited marketing purposes, and will not be transferred to any third parties without your direct consent. Please note that if you do not receive a response from us within 1 week of your application, please consider it as unsuccessful for this particular role – thank you.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Operations & Bookkeeping Administrator
Location: Cape Town
Salary: Monthly
OPERATIONS & BOOKKEEPING ADMINISTRATORCape Town – Northern Suburbs: Our client, an award-winning dealership within the motor industry, is seeking a well-organised and detail-oriented Operations & Bookkeeping Administrator to join their team. The successful candidate will provide bookkeeping, administrative and operational support, while assisting with client applications, vehicle-rel...
Today

Accountant
Location: Cape Town
Salary:
ACCOUNTANTCape Town Northern Suburbs: Our client, an established and award-winning dealership within the motor industry, is seeking a thorough, organised and hands-on Accountant to join their team. The successful candidate will take responsibility for the day-to-day accounting and bookkeeping function through to trial balance, while providing accurate financial and administrative support to the bu...
Today

Key Accounts Sales Manager – Cape Town (FMCG / Distribution)
Location: Capetown
Salary: Market Related
Do you have the influence to shape South Africa’s biggest retail shelves
Today

ASS TO SALES EXEC
Location: Cape Town
Salary: 18000 Monthly
Join our Client's Sales team as an Assistant to the Sales Executive in Western Cape!
1 day ago

IT Director (Technology, Data & Digital Platforms) â Remote
Location: Cape Town
Salary: 1500 000
Our UK client, a leading global alliance of communications service providers, technology vendors, hyperscalers, consultancies, and systems integrators are looking for an IT Director, Remote in SA [R1.5M]
1 day ago

Procurement & Commercial Manager â Technical Business Unit
Location: Milnerton
Salary:
Procurement & Commercial Manager – Technical Business UnitSalary - R80 000 + Guarantee 13th ChequeOur client is a leading African supply chain business providing technical goods and services to the Energy, Mining and Construction industries. The Group operates across 8 countries, including 6 in sub-Saharan Africa
2 days ago

Structural Engineer
Location: Cape Town
Salary: 360 000 Annually
An exciting opportunity is available for a Structural Engineer to join a growing engineering team working on a diverse range of residential, commercial, and mixed-use developments.
2 days ago

Structural Engineer
Location: Cape Town
Salary: 750 000 Annually
A leading consulting engineering firm in Cape Town is looking for an experienced Professional Structural Engineer (PrEng) to join their team. This is an excellent opportunity for a technically strong engineer with project leadership experience who enjoys delivering innovative structural solutions across commercial and industrial developments.
2 days ago

Admin Assistant / Junior Bookkeeper
Location: Cape Town
Salary: Monthly
A well-established company specialising in IT Services and Strategic Consulting is looking for an organised, detail-oriented and professional Admin Assistant / Junior Bookkeeper to join their team in Pinelands, Cape Town.
2 days ago

Health and Safety Officer
Location: Cape Town
Salary:
Do you have minimum 5 years’ experience in Health and Safety at an operational level with high attention to detail for onsite inspections which includes high attention to detail with administration and data management systems? Excellent computer skills, attention to detail with a relevant qualification is essential. Must have relevant driver’s license and own vehicle
2 days ago