Compliance Analyst

Recruiter:

Candidate Connect

Job Ref:

1449141811

Date posted:

Friday, January 27, 2023

Location:

Cape Town, South Africa

SUMMARY:
-

POSITION INFO:
Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. Some key role functions: Ensure the implementation and maintenance of Compliance processes and procedures: Regulatory investment limits and Mandate investment reviews and coding. Pre- and Post-Trade Investment Mandate Breach reporting. Conflicts of Interest Management in line with legislative and group governance requirements. Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities. Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities. Regular reporting to management and regulatory bodies. Help maintain an effective compliance monitoring and training programme for the organisation. Key requirements: Bachelors Degree in Commerce or Statistics 3 - 5 years’ experience in Compliance or Audit Experience working on Charles River and Invest One Regulation 28 reporting experience necessary Comply with the FAIS Code of Conduct requirements for Compliance staff Excellent communication and numerical skills. Technical understanding of financial products and instruments Take pride in own integrity and confidentiality. You understand and accept that, by applying for this role, you authorise Candidate Connect to obtain your personal information and utilise said information for recruitment purposes for this role. Your information will be stored on our database. Should you wish for us to remove any personal information from our database, please contact us at Your data will not be used for any unsolicited marketing purposes, and will not be transferred to any third parties without your direct consent. Please note that if you do not receive a response from us within 1 week of your application, please consider it as unsuccessful for this particular role – thank you.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Product & Contracting Executive - Johannesburg
Location: Rosebank
Salary:
Our client, a leading travel and tourism organisation, is seeking a dynamic Product & Contracting Executive to join their team in Johannesburg. This role is ideal for a proactive, commercially driven individual who enjoys negotiating, building strong relationships, developing travel products, and working in a fast-paced environment.The successful candidate will be responsible for managing supp...
Today

Business Development Cape Town
Location: Cape Town
Salary:
Our client one of South Africa's leading travel brands, is seeking an energetic and results-driven Business Development & Sales Support Executive to join our Cape Town team.This role is ideal for an experienced sales professional who is passionate about travel, enjoys building long-term client relationships, and thrives in a fast-paced, customer-focused environment.If you have a hunter mentali...
Today

Finance Operations Administrator
Location: Cape Town
Salary:
Our client is seeking a Finance Operations Administrator to join their Finance Operations.Reporting to the FinOps Team Leader, the successful candidate will play an integral role in supporting financial control of a LISP, Life Company and retirement funds. This position requires a strong analytical mindset, exceptional attention to detail, and the ability to work effectively within structured oper...
Today

Data Scientist
Location: Cape Town
Salary: Monthly
Are you passionate about turning data into measurable business value and competitive advantage? As a Data Scientist, you will leverage advanced analytics, machine learning, and statistical modelling to develop scalable solutions that transform enterprise data into actionable insights, financial growth, and enhanced customer experiences. You will be responsible for designing and implementing end-to...
Today

Decision Scientist
Location: Cape Town
Salary:
Are you a data-driven Credit Risk professional with a passion for scorecard development, predictive modelling, and credit decisioning? Join a leading fintech where your analytical expertise will directly influence lending decisions, portfolio performance, and business growth while working at the forefront of data science and responsible lending.
Today

Senior Software Engineer
Location: Cape Town
Salary:
The future of technology is built by people who challenge the status quo, create innovative solutions, and continuously push boundaries. My client is looking for a Senior Software Engineer to join a forward-thinking team and play a key role in shaping the next generation of products and platforms. This is an opportunity for an experienced engineer who enjoys solving complex problems, influencing t...
Today

Senior Mechanical Engineering Consultant
Location: Cape Town
Salary:
Company based in Cape Town is looking for a Senior Mechanical Engineering Consultant to join our technical team.
Today

Logistics Scheduler
Location: Stellenbosch
Salary:
My client, based in TechnoPark Stellenbosch has vacancy for a Logistics Scheduler to join their team.The successful candidate must have a tertiary qualification in Logistics and at least 1-2 years relevant experience in a similar position.
Today

Electrical / Electronics Production Technician
Location: Stellenbosch
Salary:
Are you an experienced technician looking to work hands-on with flight hardware operating in orbit? We are recruiting a Production Technician to join our client’s space communication division, focusing on the assembly, integration, and testing of high-rate RF and digital communication units.
Today

HR & Payroll Administrator (Stellenbosch)
Location: Cape Town
Salary:
Today