Compliance Analyst

Recruiter:

Candidate Connect

Job Ref:

1449141811

Date posted:

Friday, January 27, 2023

Location:

Cape Town, South Africa

SUMMARY:
-

POSITION INFO:
Great opportunity to join a global Asset Manager as a Compliance Analyst in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. Some key role functions: Ensure the implementation and maintenance of Compliance processes and procedures: Regulatory investment limits and Mandate investment reviews and coding. Pre- and Post-Trade Investment Mandate Breach reporting. Conflicts of Interest Management in line with legislative and group governance requirements. Collaborate within the Compliance team to receive and implement legislative interpretation relating to investment activities. Monitor and co-ordinate compliance to legislation and company policies relating to investment and sales activities. Regular reporting to management and regulatory bodies. Help maintain an effective compliance monitoring and training programme for the organisation. Key requirements: Bachelors Degree in Commerce or Statistics 3 - 5 years’ experience in Compliance or Audit Experience working on Charles River and Invest One Regulation 28 reporting experience necessary Comply with the FAIS Code of Conduct requirements for Compliance staff Excellent communication and numerical skills. Technical understanding of financial products and instruments Take pride in own integrity and confidentiality. You understand and accept that, by applying for this role, you authorise Candidate Connect to obtain your personal information and utilise said information for recruitment purposes for this role. Your information will be stored on our database. Should you wish for us to remove any personal information from our database, please contact us at Your data will not be used for any unsolicited marketing purposes, and will not be transferred to any third parties without your direct consent. Please note that if you do not receive a response from us within 1 week of your application, please consider it as unsuccessful for this particular role – thank you.

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Executive Support and Communication Specialist
Location: Bellville
Salary: R35k - 46.8k per month
Executive Support and communication Specialist Bellville R35000 - R46800
4 days ago

Technical/Systems Engineer
Location: Cape Town
Salary: Monthly
Are you a handsâon Systems Engineer who thrives in highâavailability environments? This is an exciting opportunity for a technically strong professional to work across infrastructure, cloud platforms, and enterprise systems while ensuring seamless IT operations.
Today

Online Integration Specialist
Location: Stellenbosch
Salary:
A leading provider of secure payment solutions is seeking a dynamic Online Integration Specialist to join their growing team. This role is perfect for a proactive individual who thrives on taking initiative and applying an analytical approach to problemâsolving.You’ll be responsible for IT functions that directly impact client relationships and require quick turnaround times. The primary f...
Today

Junior Software Engineer
Location: Cape Town
Salary:
Our client, that operates within the international oil and gas industry, is looking for a Junior Computer Engineer to join their dynamic team. This position is fully remote.
Today

Sales Consultant (Somerset West Onsite)
Location: Cape Town
Salary:
2 days ago

Team Lead (1st Line Support & Client Experience) (Somerset West Onsite)
Location: Cape Town
Salary:
2 days ago

New Business Consultant (Customer Acquisition Specialist) (Somerset West Onsite)
Location: Cape Town
Salary:
2 days ago

Production Clerk - Labeler
Location: Milnerton
Salary: 7000
Our client in Montague Gardens, Cape Town, within the manufacturing industry, is seeking a permanent Production Clerk / Labeller. The successful candidate will be responsible for production administration, product and raw material labelling, inventory control, production documentation, ERP transactions, and maintaining accurate stock records and batch traceability.
2 days ago

Junior HACCP Clerk
Location: Cape Town
Salary:
Our client, a leading company in the food manufacturing/FMCG industry based in Kommetjie, Cape Town, is seeking a permanent HACCP Clerk to join their Quality Assurance team.The successful candidate will be responsible for maintaining HACCP and food safety documentation, supporting quality assurance processes, ensuring regulatory compliance, and assisting with internal and external food safety audi...
2 days ago

Front-End Developer (Mid-Level)
Location: Foreshore
Salary:
Are you a skilled Front-End Developer who enjoys building modern, responsive web applications and taking ownership of your work? Our client, a dynamic and fast-growing technical agency based in Cape Town, is looking for a Mid-Level Front-End Developer to join their collaborative team. This is an excellent opportunity for someone who thrives in an independent environment, enjoys solving t...
2 days ago