Compliance Associate

Recruiter:

Conova Recruitment

Job Ref:

CPT000439/GR

Date posted:

Wednesday, May 14, 2025

Location:

Capetown, South Africa

Salary:

40000 Monthly

SUMMARY:
Our client is a long term established Wealth Management firm that strives to provide a specialist solution to their client's individual financial needs by offering a comprehensive range of services and expertise to manage and grow their wealth.

The Compliance Associate will provide support to the internal compliance team, ensuring that all compliance-related activities are carried out accurately and efficiently, as well as working closely with all departments to ensure legal compliance regarding specific laws.

POSITION INFO:
Key Responsibilities:

Assist in the preparation of compliance-related documents
Ensure proper maintenance and filing of compliance-related records and registers
Assist with coordination and completion of compliance remediation and projects
Company administration (commission lodgements)
Assist in the development and implementation of compliance training programs for employees
Conduct research and analysis on compliance-related topics, and present findings to the compliance team

Requirements:

2-3 years’ experience in an administrative role, with specific focus in a FAIS compliance environment
Relevant degree or tertiary risk/legal/or compliance related qualification from a reputable institution
RE5 (advantageous)
Computer Literacy in MS Office and/ or other industry related packages
Strong organizational skills, adept at managing multiple tasks and priorities
Attention to detail, proficient with complex information
Tech-savvy
Excellent written and verbal communication
Ability to maintain confidentiality and handle sensitive information discreetly

Similar jobs you might be interested in:

Senior Energy Consultant - Wind
Location: Cape Town
Salary: Annually
An exciting opportunity for a Senior Engineer experienced in the renewable energy sector to join a top engineering firm's Johannesburg or Cape Town office.Particular focus on Wind projects,.
17 days ago

Senior Energy Consultant - Solar
Location: Cape Town
Salary: Annually
An exciting opportunity for a Senior Engineer experienced in the renewable energy sector to join a top engineering firm's Johannesburg or Cape Town office.Particular focus on solar PV projects.
17 days ago

Compliance Associate
Location: Cape Town
Salary: 40000 Monthly
Our client is a long term established Wealth Management firm that strives to provide a specialist solution to their client's individual financial needs by offering a comprehensive range of services and expertise to manage and grow their wealth. The Compliance associate will provide support to the internal compliance team, ensuring that all compliance-related activities are carried...
22 days ago

Paraplanner
Location: Cape Town
Salary: 30000 Monthly
Our client, a Wealth Management organisation based in Southern Suburbs Cape Town, is seeking a detail orientated Paraplanner to join their team. The purpose of the role will be to act as an essential partner to the Director, ensuring seamless execution of operational responsibilities to enhance the client experience.
22 days ago

Wealth Management Associate
Location: Claremont
Salary: Market Related
Join a Leading Wealth Firm as a Key Support to Executive-Level Advisory – Cape Town
23 days ago

Legal Associate – Asset Management
Location: Cape Town
Salary:
49 days ago

Data Architect / Solution Architect
Location: Cape Town
Salary: Market Related
Architect data integration strategies to facilitate seamless transition from Hyperion to OneStream
64 days ago

Account Associate
Location: Cape Town
Salary: Market related
Level up your career with a global firm today! My client is searching for a detail-savvy Account Ass
66 days ago

Data Architect / Solution Architect
Location: Cape Town
Salary: Market Related
Architect data integration strategies to facilitate seamless transition from Hyperion to OneStream
83 days ago

Data Engineer / Solution Architect
Location: Cape Town
Salary: Market Related
Building, and optimizing data pipelines to support the transition from an on-prem to cloud.
84 days ago