Compliance Associate

Recruiter:

Conova Recruitment

Job Ref:

CPT000439/GR

Date posted:

Wednesday, May 14, 2025

Location:

Capetown, South Africa

Salary:

40000 Monthly

SUMMARY:
Our client is a long term established Wealth Management firm that strives to provide a specialist solution to their client's individual financial needs by offering a comprehensive range of services and expertise to manage and grow their wealth.

The Compliance Associate will provide support to the internal compliance team, ensuring that all compliance-related activities are carried out accurately and efficiently, as well as working closely with all departments to ensure legal compliance regarding specific laws.

POSITION INFO:
Key Responsibilities:

Assist in the preparation of compliance-related documents
Ensure proper maintenance and filing of compliance-related records and registers
Assist with coordination and completion of compliance remediation and projects
Company administration (commission lodgements)
Assist in the development and implementation of compliance training programs for employees
Conduct research and analysis on compliance-related topics, and present findings to the compliance team

Requirements:

2-3 years’ experience in an administrative role, with specific focus in a FAIS compliance environment
Relevant degree or tertiary risk/legal/or compliance related qualification from a reputable institution
RE5 (advantageous)
Computer Literacy in MS Office and/ or other industry related packages
Strong organizational skills, adept at managing multiple tasks and priorities
Attention to detail, proficient with complex information
Tech-savvy
Excellent written and verbal communication
Ability to maintain confidentiality and handle sensitive information discreetly

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