Compliance Officer

SUMMARY:
Ready to make your mark in a leading financial services environment? We're looking for a confident a

POSITION INFO:

Ready to make your mark in a leading financial services environment? We're looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.
This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.

About the role:

As a Compliance Officer, you'll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You'll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance

What you'll be doing:

• Maintain and implement the Compliance Risk Management and Monitoring Plan
• Compile compliance reports for internal teams, clients, and regulators
• Interpret and apply new legislation across the business
• Review marketing materials per Board Notice 92 standards
• Manage FAIS compliance processes and key individual/rep registers
• Support and advise on TCF (Treating Customers Fairly) outcomes

What we're looking for:

• BCom Law or LLB qualification (essential)
• RE 1 certification
• FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
• 3-4 years' experience in financial services compliance
• Solid understanding of FAIS, FICA, and related legislation
• Own vehicle and valid driver's license, must be willing to travel across the country (fully compensated)

What's in it for you?

• Competitive salary
• Opportunity to work across multiple branches , variety and visibility
• Supportive compliance team with room to grow
• Travel costs covered for regional visits

Let's connect!
If you're ready to bring your UK VAT expertise to a fast-paced, global setting apply now.If you don't hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch follow us online and keep an eye out for future opportunities.