SUMMARY:
Ready to make your mark in a leading financial services environment? We're looking for a confident a
POSITION INFO:
Ready to make your mark in a leading financial services environment? We're looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.
This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.
About the role:
As a Compliance Officer, you'll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You'll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance
What you'll be doing:
- Maintain and implement the Compliance Risk Management and Monitoring Plan
- Compile compliance reports for internal teams, clients, and regulators
- Interpret and apply new legislation across the business
- Review marketing materials per Board Notice 92 standards
- Manage FAIS compliance processes and key individual/rep registers
- Support and advise on TCF (Treating Customers Fairly) outcomes
What we're looking for:
- BCom Law or LLB qualification (essential)
- RE 1 certification
- FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
- 3-4 years' experience in financial services compliance
- Solid understanding of FAIS, FICA, and related legislation
- Own vehicle and valid driver's license, must be willing to travel across the country (fully compensated)
What's in it for you?
- Competitive salary
- Opportunity to work across multiple branches , variety and visibility
- Supportive compliance team with room to grow
- Travel costs covered for regional visits
Let's connect!
If you're ready to bring your UK VAT expertise to a fast-paced, global setting apply now.If you don't hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch follow us online and keep an eye out for future opportunities.
