SUMMARY:
A well-established professional services firm is seeking an experienced Compliance Officer (Category I) to join their team in Pretoria. This role is suited to a driven individual with a strong background in financial services compliance, who is passionate about maintaining regulatory standards and building strong client relationships.
POSITION INFO:
Job Description:
- The successful candidate will deliver compliance and risk management services to a portfolio of clients, ensuring adherence to relevant financial services legislation
- This includes monitoring compliance, conducting reviews, preparing detailed reports, and providing practical guidance to clients
- The role also involves supporting and advising clients on regulatory frameworks, maintaining accurate records, contributing to a strong compliance culture, and assisting with business development initiatives
Skills & Experience: - Strong knowledge of financial services legislation (including FAIS and FICA)
- Solid understanding of risk management principles
- Excellent communication and report-writing skills
- Ability to work independently and meet deadlines
- Strong client relationship management skills
- Presentation and advisory capability
- FSCA-approved Compliance Officer (Category I)
- Registered Compliance Officer (essential)
- Minimum 3 years’ experience in compliance or risk management within financial services
- Experience working with Category I FSPs
- Valid driver’s licence and own vehicle
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