Compliance Officer ( Client Based)

SUMMARY:
We are recruiting for a Compliance Officer with at least 3 years’ experience in a regulatory and legal and compliance environment

POSITION INFO:

The individual will be responsible for managing the Compliance function, which will include:

Identification of applicable legislation that tneeds to comply with and monitor the regulatory universe

Develop a system to timeously identify changes in the regulatory environment and ensure that responds timeously to such changes

Draft relevant risk mitigation plans to ensure compliance with legislation

Collaborate with internal stakeholders to direct compliance issues to appropriate channels for investigation and resolution

Develop and implement an effective Compliance Program

Develop and implement an training and monitoring Program

Liaise with relevant regulatory bodies (NCR, FSB etc)

Assists in coordinating implementation of policie

Coordinate the implementation of complaints procedure

Facilitate reporting to Social & Ethics committee

Identify new draft laws policies and prepare submissions to relevant structures

Identify policy issues, which adversely affect BEE and assist to create advocacy strategies in respect of such issues

Assist the Secretariat department with the establishment of a Records Management department; and

Assist the CRO and General Counsel with implementation of an effective Ethics Management program.

Qualifications

LLB degree (minimum)

Legal compliance qualification

Closing Date 27 January 2021

NB! This job is now closed. You can apply for other jobs by uploading your CV.