SUMMARY:
Keeping investments compliant is no small feat; think of yourself as the guardian of trust in asset management.
POSITION INFO:
Our client, a leading player in the investments and asset management industry, is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving, client-focused environment.
Key Responsibilities:
- Overseeing compliance frameworks specific to investments and asset management
- Monitoring adherence to FIC, FAIS, AML, POPIA, and other regulatory requirements
- Providing compliance guidance to Portfolio Managers, investment teams, and leadership
- Managing compliance monitoring programmes, reporting, and regulatory submissions
- Driving training and awareness initiatives across the business
- Identifying and addressing compliance risks while supporting best-practice governance
Job Experience and Skills Required:- Proven compliance experience within investments, asset management, or financial services
- Strong knowledge of relevant legislation, including FAIS, FICA, and AML requirements
- Solid understanding of investment products, processes, and client mandates
- LLB
This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility, helping shape compliance strategies that support both regulatory integrity and business performance.
Apply now!
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I also specialize in recruiting in the following:
- Governance
- Risk
- Compliance
- Company Secretary
- Audit
- Legal
If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.
For more information, contact:
Khanyisile Malongete
Senior Recruitment Consultant
Connect with me on LinkedIn!
