An exciting opportunity has become available for an Investment Guidelines Analyst within the asset management industry, for a 12 month contract. This role plays a pivotal role in the investment process and will ensure that the clients mandates and regulatory guidelines are not breached. The ideal candidate will be someone who can multi-task and work to tight deadlines and under pressure.
Responsibilities:
- Pre-trade analysis for all SA and UK Funds.
- Daily monitoring of post trade compliance breaches
- Interpreting client guidelines, regulatory rules and internal restrictions
- Monitor and improve processes to reduce risk and improve efficiency
Requirements:
- Newly Qualified CA(SA) with financial services audit exposure/Relevant tertiary qualification with minimum 4 years experience within the Asset Management industry
- Previous knowledge of Regulatory restrictions
- Strong knowledge of investment products
Please note that if you have not heard from us 2 weeks from application, please consider yourself unsuccessful - please do continue to
