Junior Legal and Compliance officer

 

Recruiter:

Conova Recruitment

Job Ref:

CPT000112/GR

Date posted:

Wednesday, June 22, 2022

Location:

Capetown, South Africa

Salary:

Annually


JOB SUMMARY:
Our client is an award-winning provider of fund, corporate and private wealth services to institutional and private clients.

Their independence and shared ownership culture means they all share the same priority: the best interests of their clients.

JOB DESCRIPTION:

Compliance
  • Expert knowledge and in-depth understanding of CISCA and all the regulations
  • Good understanding of FAIS, FICA and POPIA
  • Good understanding of FX
  • Assist in implementing and maintaining Policies
  • Assist with mandate compliance and mandate monitoring
  • Analysis and implementation of regulatory changes
  • Assist in the implementation of new legislative requirements
  • Provide training or prepare material on regulatory changes
  • Review of Investment Partner FAIS documents
  • Review of legal documents with service providers
  • Assist with Representative and KI applications
  • Assist with FSP applications

Technical support
  • Legal & Technical query management
  • Second pair of eyes on all agreements
  • Second pair of eyes on all policies

Other
  • Must be able to prepare and deliver presentations on topics such as changes in regulations or new developments which impact on our business
  • Attend Investment Committee meetings

 

NB! This job is now closed. You can apply for other jobs by uploading your CV.



 

 

 

Similar jobs you might be interested in:

Accounts Payable Manager
Location: Cape Town
Salary: 800 000 Annually
Join a fast-scaling, globally focused fintech where finance and procurement are being built for scale. This role suits a hands-on Accounts Payable / Procurement leader who’s comfortable operating in ambiguity, executing at speed, and designing automated, efficient processes from the ground up. If you enjoy bringing structure to complex environments without slowing growth, this role offers re...
7 days ago


Conveyancer – Cape Town
Location: Sea Point
Salary:
Opportunity to build your conveyancing career where quality work meets genuine support. Based in De Waterkant, an expanding boutique legal company requires a well integrated Conveyancer to start up their conveyancing department.
9 days ago


Accounts Payable Manager
Location: Cape Town
Salary: 800 000 Annually
Join a fast-growing global tech business where you’ll take ownership of procurement and accounts payable from start to finish. Operating at the crossroads of finance, operations, and vendor management, this role offers a mix of day-to-day execution and meaningful process enhancement. The ideal candidate is commercially savvy, highly organised, and passionate about creating smart, scalable pr...
11 days ago


Construction Manager (PrCM – SACPCMP Certified) Western Cape | Building Construction
Location: Cape Town
Salary: 1560000 Annually
Construction Manager (PrCM – SACPCMP Certified) Western Cape | Building Construction
16 days ago


Experienced Conveyancer – Cape Town
Location: Sea Point
Salary:
Are you a detail-oriented Conveyancer with a strong network of agents?Our well-established client in Sea Point is seeking a Conveyancer with a minimum of 5 years experience in the field to manage the full conveyancing process from start to finish. This is a new role as they are expanding their team and requires someone who can work independently.
17 days ago


Accounts Payable Manager
Location: Cape Town
Salary: 800 000
This is an exciting opportunity for an experienced Accounts Payable and Procurement professional to take ownership of end-to-end procurement and payables operations within a fast-growing, global technology business.The role sits at the intersection of finance, operations, and vendor management, combining hands-on execution with meaningful process improvement and strategic procurement development.T...
17 days ago


Operations Manager (Western Cape & Eastern Cape)
Location: Cape Town
Salary:
We are looking for an experienced Operations Manager wanted to optimize processes, lead teams, and deliver operational excellence in a fast-paced, growth-focused environment.
86 days ago


Senior Litigation Associate
Location: Cape Town
Salary: 75000 Monthly
We are looking for a highly skilled  Senior litigation Associate to join our litigation team.The candidate must be a self-starter with strong leadership skills and the ability to workindependently with minimal supervision.
1 day ago


Junior Transfers Conveyancing Secretary
Location: Cape Town
Salary: 15000 Monthly
Seeking experienced and mature junior Transfers Conveyancing Secretary with 2-4 years of experience in legal sector for a permanent role in CPT - Northern Suburbs.
8 days ago


Jnr Legal Secretary RAF
Location: Cape Town
Salary: 8000
junior legal Secretary position in CBD Cape Town
11 days ago


Create a free job alert for Junior Legal and Compliance officer in Capetown

Enter your email address below and we will email you similar jobs when they become available:

You can cancel at any time. We will not spam you.
By giving us your email address your agree to our Terms and Conditions