Key Individual (KI) CAT II

 

Recruiter:

Numeral Financial Services Group

Job Ref:

3748942442

Date posted:

Saturday, October 8, 2022

Location:

Pretoria, South Africa


JOB SUMMARY:
-

JOB DESCRIPTION:

Position: Key Individual (KI) CAT II

Location: Pretoria (Remote)

Are you all about complying to the requirements of the FSCA and other applicable legislation? Are you a qualified category II Key Individual with a high attention to detail? Raise your hand if that’s you because WE’RE HIRING!

 

It’s our mission to unleash the potential in our team, and we know that teams perform best when they are diverse and each individual feels that they belong. That’s why we want you to join us in the capacity of Key Individual. This role plays an integral part in our team, as you manage and report on FSCA compliance within our FSP.

 

So, who are we and why would you want to join us?

We are a young, energetic, and passionate group of companies working in different industries, all focused on becoming market leader in our fields. Our fast-paced environment will positively challenge you and keep you engaged as you navigate through changing priorities and varying demands. We work smart, we work hard, but we have fun doing it!

 

Companies in our group include:

  • LNDR – a lending solutions provider
  • Aluma Capital – Asset and Fund Manager
  • Cryosave – A bank for newborn stem cells
  • APS – an outsourced call centre management company

 

What can we offer you? Some of our benefits include:

  • Modern fit-for-purpose people practices.
  • Working in a state-of-the-art tech building that includes access to on-site gym to help you grow your fitness as much as you do your brain.
  • Two on-site restaurants that will have you inhaling aromas of mouth-watering lunchtime dishes, and freshly brewed coffee. At Fintech campus that’s just a part of the rhythm of the day.

 

Great, so who would be a good fit?

Someone who will take responsibility for managing and overseeing activities related to the rendering of financial services as a Category I and Category II FSP. Someone who will ensure the firm complies with applicable laws and statutory obligations.

 

You may be wondering, what would such a fantastic individual’s duties include?

  • Ensures the FSP has Policies & Procedures in place.
  • Ensures compliance with the General Code of Conduct and Fit & Proper Requirements.
  • Fulfills contractual obligations as per the agreement in place.
  • Manages and oversees the Firm’s team members rendering the FSP’s financial services, including those persons under supervision.
  • Ensures business processes are in place and the Firm’s operational ability is sustainable.
  • Ensures the firm complies with applicable laws and statutory obligations.

 

Are there any specific skills and attributes required?

  • Sectoral experience and attention to detail.
  • Excellent organizational, multi-tasking and time management skills with demonstrated ability to work efficiently and meet tight deadlines.
  • Strong interpersonal skills and ability to work effectively with large, culturally diverse teams at all levels.
  • Excellent oral and written communication skills in English are required, including a demonstrated ability to communicate ideas clearly and confidently.
  • Computer literate
  • Excellent knowledge of financial markets and instruments.
  • Self-starter and initiator.
  • Honesty and integrity.
  • Competitive and creative, as well as results orientated.
  • Strong management skills.

 

So now you’re really excited and want to know what’s next. Well, take a look at the below requirements and if you meet them; apply, apply, apply:

  • Undergraduate degree, preferred.
  • Minimum NQF Level 5 in Finance, Business and/or Wealth Management.
  • Minimum 5 years’ FSP management experience.
  • Must be able to act as KI for a Cat 1 and 2 FSP.
  • RE1, RE5 and RE3 Exams required.
  • Class of Business if not exempt.
  • CPD required.

 


 

 

 

Similar jobs you might be interested in:

Partnership Manager
Location: Johannesburg
Salary:
Today


Cyber Security Lead
Location: Johannesburg
Salary: market related Monthly
Summary of role:This role is accountable for the detection, response and recovery services related to Cyber Security. It is a temporary role which will hand over to the final permanent candidate that will be in place by the end of this contract. The individual would need to manage cyber related threats (actual or perceived), as well as be able to build and sustain a team that addresses these threa...
Today


Automotive Warranty & Service Administrator - OEM Level - Gauteng, Bryanston
Location: Bryanston
Salary:
Remuneration: Market Related dependent on skill set, knowledge, and experience Purpose Of The Job: Our client is an exciting new automotive brand establishing its head office operations and building the business from the ground up. This role is suited to an enthusiastic, committed professional who is eager to be part of a long-term journey, contribute to shaping processes and culture, an...
Today


Nursing Educator
Location: Johannesburg
Salary: market related
The Nursing Educator plays a vital role in maintaining and enhancing the clinical competence of nursing staff.
Today


Secondary Teacher
Location: Johannesburg
Salary:
Today


Chief Operations Officer
Location: Johannesburg
Salary: Monthly
Our client, a diversified organisation with strong international associations and expanding national and African interests, is seeking a highly dynamic, strategic, and performance-driven Chief Operations Officer to lead its Training and Development business.This role presents a clear succession opportunity into a Managing Director position.The organisation operates across human capital development...
1 day ago


Production Coordinator
Location: Sandton
Salary:
Our client is seeking an experienced Production Coordinator to join their team. The role focuses on supporting customers and maintaining operational excellence across products and services. Reporting to the Head of Operations, you will manage operations from on boarding new clients to resolving operational issues, generating reports, and advising technical teams. You will also analyse customer exp...
1 day ago


Senior Credit Controller
Location: Johannesburg
Salary:
Are you a results-driven credit professional who thrives on balancing firm credit control with strong customer relationships?
1 day ago


Portfolio Accountant
Location: Johannesburg
Salary:
We're Hiring!!! A Junior Portfolio Accountant in Centurion, Gauteng.
1 day ago


Junior Accountant
Location: Johannesburg
Salary:
We're Hiring!!! A Junior Accountant in Sandton, Johannesburg. 
1 day ago


Create a free job alert for Key Individual (KI) CAT II in Pretoria

Enter your email address below and we will email you similar jobs when they become available:

You can cancel at any time. We will not spam you.
By giving us your email address your agree to our Terms and Conditions