Regulatory Legal and Support

SUMMARY:
Regulatory changes that impact their business and to implement effective and efficient processes to

POSITION INFO:

Purspose of the role

Our Regulatory and Legal Support practice is a leader in helping clients and their boards govern and manage their enterprise-wide business, technology, financial, regulatory and legal risks and compliance on a sustained basis. 

Qualifications Required

• Master of Business Administration (MBA) and/or Chartered Accountant (CA)

Preferred 

• FRM and/or CFA certification
• PMP certification

Responsibilities 

• Supporting implementation of large and complex regulatory initiatives such as Basel IV, CCAR, FRTB, CECL and Libor transition – including drafting of position papers, business and functional requirements, test plans and user guides.
• Performing capital and liquidity assessments including providing support to capital optimization programs.
• Validating capital plans, resolution plans and QIS submissions.
• Conducting credit reviews and analysis across various retail/wholesale portfolios, including providing support for M&A due diligence and third-party purchases.
• Driving data management initiatives including setting up and monitoring of data quality and governance programs
• Establishing/reviewing processes, controls and technology infrastructure required for production/ attestation of regulatory reports such as FR-Y14A/Q/M, FR-Y9C, FFIEC 101, COREP, FINREP, FR2052a, LCR, NSFR etc. 
• Implementing and testing of various capital management, data governance and reporting platforms such as OFSAA, Collibra, AXIOM, etc. 
• Establishing and managing program management office to support large change management initiatives.
• Supporting pursuits and market facing eminence efforts.
• Engaging in stakeholder management and problem solving that would require strong verbal and written communication skills.
• Prior experience in any/all the below areas is preferred: Working for financial services consulting firm, a large bank, or broker-dealer o Working for the U.S. or International Banking or Capital Markets Regulator (e.g. SEC, CFTC, EBA etc.)

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