SUMMARY:
Our client is a boutique collective investment firm that hosts some of the top independent multi-managers in the industry, they are seeking a Senior Compliance Officer to join their team, based in Northern Suburbs Cape Town.
The purpose of the role is to assist the Governance Team, External Compliance Officer and Investment Partners with overall compliance legislation, taking the lead role specifically for all matters related to CISCA.
POSITION INFO:
Key Responsibilities:
- Implement and apply a risk-based approach to CISCA
- Assist with the compilation and evaluation of the group Risk Management and Compliance programs
- Transaction monitoring
- Provide advice and guidance in relation to legislative / regulatory requirements
- Identify training requirements on all aspects of CISCA
- Continuous improvement and documentation of the CISCA process changes
- Understand the digital landscape, identifying system improvements or alternative systems that can improve overall team efficiency
Requirements:
- Min 10 years’ experience in a CISCA compliance role (or similar role)
- Compliance qualification (advantageous)
- Detailed up to date understanding of CISCA regulatory framework, principles and standards
- Good working knowledge of financial services legislation
- Confidence in preparing and delivering presentations on topics such as changes in regulations / new developments that impact the business
- Team player with excellent interpersonal skills
- Good attention to detail
- Excellent operational efficiency
