Senior Enforcement Specialist

SUMMARY:
Join a Regulatory Force!
Are you ready to enforce integrity and uphold standards in the financial arena? Join a dynamic team at a leading institution in the heart of Sandown.

POSITION INFO:

Position Overview:
As an Enforcement Specialist, you'll play a vital role in ensuring compliance with regulatory standards, specifically the listing requirements. Dive into complex investigations, identify breaches, and take decisive action to maintain the credibility and integrity of the organisation.

Key Responsibilities:

• Conduct thorough investigations into potential breaches of regulatory standards.
• Collaborate with internal and external stakeholders to ensure fair and objective outcomes.
• Provide expert guidance on regulatory matters and contribute to strategic initiatives.
• Build and nurture relationships with industry professionals and regulatory bodies.
• Stay abreast of industry trends and regulatory developments to drive continuous improvement.

• LLB or BCom Law with relevant postgraduate qualification preferred.
• 5 years of experience in regulatory compliance or related field.
• Strong knowledge of capital markets, financial regulations, and investigative procedures.
• Excellent communication and leadership skills.
• Ability to thrive in a fast-paced, dynamic environment.

• Make a meaningful impact by safeguarding the integrity of our financial markets.
• Collaborate with industry experts and regulatory authorities.
• Continuous learning and development opportunities.

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