Temp Compliance Officer

SUMMARY:
Temporary Compliance Officer required for a 6-month assignment with possibility of an extension.

POSITION INFO:

The role encompasses projects and processes that will build knowledge of the business and it’s requirements as well as build an understanding of the compliance role within the business. The temporary Compliance Officer will report to the Company Team Leader.

Key duties and responsibilities:

AML Reviews

Undertaking periodic client risk and file reviews in accordance with the Companies policies and procedures

Logging actions as and when required

Completing 3 & 4 per day

Sanction Screening

Assisting in the screening of new clients

Run regular screening against a known list of clients

Screening alerts on a weekly basis to be completed within 48 hours

Themis Screening

CMP Testing

Complete testing as per the compliance monitoring programme

Log findings

Completing one per week as and when they are due

Terms of Business Reviews

Undertaking periodic file reviews in accordance with the companies’ policies and procedures

Completing 1 per week

Other Duties

Complete any other duties as and when required to drive business success

Adopt and reflect Company values

Monitoring the Compliance and Sanctions inboxes

Updating of registers

Competencies

A desire to study for relevant professional qualifications

A questioning and enquiring mind to consistently grow knowledge and apply learning

An aptitude for problem solving

Practical experience with MS Office and an ability to adapt to bespoke systems

A methodical approach to tasks with a strong focus on attention to detail

Excellent organisational skills; prioritising, achieving deadlines

Consistently work at the standard required by the team and business

A willing and flexible attitude to working hours to support team and business needs, as required.