Audit Investigator

SUMMARY:
Audit Investigator

POSITION INFO:

REQUIREMENTS

• CA (SA) who trained in public practice.
• At least six years POST QUALIFICATION experience in an external audit firm.
• Excellent technical knowledge and experience in auditing and financial reporting standards, and the code of professional conduct.
• Requires an understanding and appreciation of the organisation’s role in protecting the investing public.

KEY PERFORMANCE AREAS
• Investigate complaints lodged against registered auditors and prepare reports for the Investigating Committee providing an analysis of the matter and the alleged improper conduct.
• Prepare proposed charge sheets on matters for the Investigating Committee, where improper conduct has occurred.
• Attend Investigating and Disciplinary Advisory Committee meetings in order to respond to queries arising from the deliberations of the committees.
• Prepare draft responses to queries arising from Complainants/Respondents on matters investigated.
• Present evidence at Disciplinary Hearings on matters investigated.
• Assist with various ad-hoc assignments in the Investigations department.

ATTRIBUTES
• Unquestionable integrity and objectivity.
• An ability to absorb volumes of documents and identify the crux of the     issues, and summarise these succinctly.
• Excellent analytical skills and attention to detail.
• Excellent verbal and written communication in English.
• Emotionally mature.
• Professional attitude.
• Deadline driven with high levels of accuracy.
• Hard-working person and available outside of normal working hours when required.
• Team player with the ability to work in isolation for extended periods.

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