Compliance Monitoring Officer

SUMMARY:
We’re a company that helps clients protect and grow their wealth across generations. From building income and managing assets to planning for succession, we provide award-winning financial solutions that give families peace of mind. What sets us apart is our commitment to protecting clients against life’s uncertainties, whether it’s tax, legal complexities, or global risks.
By joining our team, you’ll play a key role in keeping that promise, contributing to a company culture that values integrity, trust, and continuous learning.

POSITION INFO:
Role: Compliance Monitoring Officer
Location: Western Cape, Somerset West
Salary: TBC

The Role

What You’ll Be Doing

• Ensuring client due diligence is gathered and maintained to the highest standard, in line with internal policies.
• Conducting periodic reviews, identifying gaps, recording deficiencies, and creating action plans for remediation.
• Screening clients using systems and open-source searches, monitoring results, and investigating potential risks or adverse matches.
• Performing compliance monitoring in line with AML, CFT, and CPF regulations, ensuring all requirements are met.
• Helping develop, implement, and improve policies and procedures to make processes practical, efficient, and effective.
• Supporting colleagues with day-to-day compliance queries and contributing to training initiatives.
• Participating in training sessions to expand your regulatory knowledge.
• Supporting new initiatives and projects to drive business success.
• Reflecting and upholding the company’s values in every action.

Who You Are / What You’ll Bring

• Have experience working in a compliance environment and feel confident navigating regulations.
• Can explain complex issues clearly and simply.
• Enjoy problem-solving and finding practical solutions.
• Approach tasks methodically with strong attention to detail.
• Are skilled at gathering, analysing, and summarising data to inform decisions.
• Stay organised and prioritise effectively, even under tight deadlines.
• Consistently deliver high-quality work while supporting your team and the wider business.
• Bring flexibility and a positive attitude when the team or business needs an extra hand.

Why Join Us?