Compliance Officer (EE)

 

Recruiter:

Smith Garb & Associates

Job Ref:

JHB006425/JO

Date posted:

Wednesday, July 13, 2022

Location:

Centurion, South Africa

Salary:

500000pa


JOB SUMMARY:
Head Office of a Group of Companies based in Centurion, has an exciting opportunity for a Compliance Officer (EE).  The purpose of the role is to ensure that the Group complies with the provisions of the Financial Markets Act, the Rules and Directives of the JSE as well as to identify and report any contraventions of the ACT, the Rules and Directives of the JSE or Board decision to the JSE Director : Market Surveillance.

JOB DESCRIPTION:

Successful incumbent will have a completed B.Com (Law) / (Accounting) coupled with 3-5 years compliance management experience, as well as Risk and Compliance short courses at NQF Level 6; as well as have passed the Derivatives Compliance Officer Examination as prescribed by the JSE; registration at the FIC to handle all potential reporting issues for Cash-threshold transactions and/or suspicious transactions is essential. Membership as a CPrac (SA) - Compliance Practitioner (SA) or CProf (SA) Compliance Professional (SA) and Occupational Certificate : Compliance Officer (NQF Level 6) will be an added advantage.

Duties include:
Distribute and implement SAFEX notices; compile and distribute the daily debt balance emails for SAFEX+YILED-X Clients; compile and distribute the current risk exposure report; prepare and distribute the daily Forex exposure report; monitor the Forex cash clients daily debit balances; communicate with Moonstone compliance and notify them of profile changes and updates for the license holder; open new client accounts on Nutron; amend fee structures; investigate and resolve client queries and complaints, update and maintain the complaints register; update and maintain client and trader data in counterparty report; ensure that the company complies with the provisions of the Financial Markets Act and the Rules and Directives of the JSE; report any contraventions of the Act, the Rules and Directives of the JSE or Board decision to the JSE Director : Market Surveillance; ensure that all clients are FICA compliant; ensure that all potential reporting issues for cash-threshold transactions and/or suspicious transactions are reported to the FIC; compile and distribute reports to management as requested, and compile and submit the quarterly compliance report and highlight any identified irregularities. Knowledge of derivative securities, agricultural derivatives and foreign commodity derivations; solid experience and understanding of anti-money laundering essential etc.

 

NB! This job is now closed. You can apply for other jobs by uploading your CV.



 

 

 

Similar jobs you might be interested in:

Junior Franchise Compliance Officer
Location: Midrand
Salary: 20000 Monthly
Our client, a dynamic enterprise that leads the way in innovative lending and retail services, is looking for a Junior compliance officer. The ideal candidate will be required to maintain a flexible lifestyle due to extensive travel commitments. A combination of the below requirements will secure your position on the shortlist: legal qualification combined with thorough knowledge of various compli...
6 days ago


Legal & Compliance Officer
Location: Johannesburg
Salary: 500000 Annually
Our client in the Insurance Industry has a vacancy for a Legal & compliance officer.
21 days ago


Compliance Officer
Location: Johannesburg
Salary: 27000 Monthly
My Short Term Insurance Client in Bedfordview is looking for a compliance officerYou will be primarily responsible for the development and monitoring implementation of business risk and compliance framework as well as ensuring industry and regulatory compliance programs are in line with the prevailing legislative environment governing the financial sector in insurance.
26 days ago


Chief Executive Officer
Location: Pretoria
Salary: R 150.000 to R 170.000 PM
Chief Executive officer
3 days ago


RISK & COMPLIANCE SPECIALIST
Location: Johannesburg
Salary: R650k-R800k
RISK & compliance SPECIALIST
4 days ago


Chief Technology Officer (CTO)
Location: Pretoria
Salary: R1 902 477 Annually
Exciting career opportunity for a candidate with a relevant B Degree and a minimum of 6 (six) years' experience in a senior technology management role (gambling industry experience essential). PURPOSEThe position will be responsible for overseeing all aspects of technology within the Organisation. This includes developing and implementing technology strategies, managing the IT infrastructure,...
5 days ago


Chief Executive Officer (CEO)
Location: Pretoria
Salary:
We are looking for a CEO for a well known company within the Transportation industry in Pretoria on a 5 year fixed term contract.
5 days ago


Commercial Manager
Location: Midrand
Salary:
The Commercial Manager acts as a strategic advisor for the coal operations and logistics function. They are responsible for developing and implementing initiatives to maximize the commercial value of these areas. This includes managing associated commercial risks to ensure profitability and sustainability.
5 days ago


Electronic Payments Specialist - For Debt Collections Department
Location: Pretoria
Salary:
5 days ago


Information Security Manager (ISM)
Location: Johannesburg
Salary: Monthly
We are in search of an INFORMATION SECURITY MANAGER (ISM) to lead the technology operations for a prominent NGO in the health industry.The primary responsibility of the ISM will be to continually develop the organization's IT security strategy to address both current and future business demands. Successfully complete IT and Cyber Security projects within agreed-upon deadlines, scope, and budget. S...
6 days ago


Create a free job alert for Compliance Officer (EE) in Centurion

Enter your email address below and we will email you similar jobs when they become available:

You can cancel at any time. We will not spam you.
By giving us your email address your agree to our Terms and Conditions