Compliance Officer (Senior)

Recruiter:

Network Recruitment

Job Ref:

NFR007387/KM

Date posted:

Thursday, September 11, 2025

Location:

Cape Town, South Africa

SUMMARY:
Keeping investments compliant is no small feat; think of yourself as the guardian of trust in asset management.

POSITION INFO:
Our client, a leading player in the investments and asset management industry, is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving, client-focused environment.

Key responsibilities:

Overseeing compliance frameworks specific to investments and asset management
Monitoring adherence to FIC, FAIS, AML, POPIA, and other regulatory requirements
Providing compliance guidance to portfolio managers, investment teams, and leadership
Managing compliance monitoring programmes, reporting, and regulatory submissions
Driving training and awareness initiatives across the business
Identifying and addressing compliance risks while supporting best-practice governance

Job Experience and Skills Required:

Proven compliance experience within investments, asset management, or financial services
Strong knowledge of relevant legislation, including FAIS, FICA, and AML requirements
Solid understanding of investment products, processes, and client mandates
LLB

This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility, helping shape compliance strategies that support both regulatory integrity and business performance..

Apply now!

For more exciting (Finance/ Engineering/ IT / Supply Chain / Commercial & C-Suite) vacancies, please visit:
I also specialize in recruiting in the following:

Governance, Risk, Compliance, Company Secretary, Audit and Legal

If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.

For more information, contact:
Khanyisile Malongete
Senior Recruitment Consultant
Connect with me on LinkedIn!

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