FAIS Compliance Officer

Recruiter:

Network Finance

Job Ref:

NWC012371/TM

Date posted:

Sunday, September 12, 2021

Location:

Johannesburg, South Africa

Salary:

R700 000 Annually

SUMMARY:
A reputable multinational investment bank and financial services is looking for a FAIS Compliance Officer.

POSITION INFO:

A reputable multinational investment bank and financial services is looking for a FAIS Compliance Officer.

This company puts a strong emphasis on being client centric and aims to do business in a responsible and sustainable way that has positive impact on the community within which they operate in. If you are looking to join a business that goes above and beyond and you have a passion for the financial services industry, apply today!

JOB & COMPANY DESCRIPTION

The successful candidate will be responsible for:

Identify, assess, advise, monitor and report on the regulatory and compliance risks for their assigned Deutsche Bank country branch
Manage the company’s regulatory and compliance risks, and develop and maintain an appropriate internal control framework
Protect the company against Compliance risks which may include client detriment, regulatory sanctions, financial loss and reputational damage
Advise staff across the Bank on ethical conduct, and external regulatory challenges
Manage country regulatory relationships ensuring appropriate support and escalation partner with the business in understanding and managing related risks and controls.

EDUCATION

The successful candidate must have the following qualifications:

BCom Honours degree
RE 1 Cat 1 FAIS exam and registered FAIS Compliance Officer

JOB EXPERIENCE & SKILLS REQUIRED

5-7 years with experience in Compliance within an international organization/bank in the Financial Services industry

For more finance jobs, please visit --------Please upload your CV here-------->

If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles/positions.

Thulaganyo Matshwe

Recruitment Consultant in IT/Internal Audit and Chartered Accountants CA (SA)

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NB! This job is now closed. You can apply for other jobs by uploading your CV.

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