FAIS Compliance Officer

SUMMARY:
A reputable multinational investment bank and financial services is looking for a FAIS Compliance Officer.

POSITION INFO:

A reputable multinational investment bank and financial services is looking for a FAIS Compliance Officer.

This company puts a strong emphasis on being client centric and aims to do business in a responsible and sustainable way that has positive impact on the community within which they operate in. If you are looking to join a business that goes above and beyond and you have a passion for the financial services industry, apply today!

JOB & COMPANY DESCRIPTION

The successful candidate will be responsible for:

• Identify, assess, advise, monitor and report on the regulatory and compliance risks for their assigned Deutsche Bank country branch
• Manage the company’s regulatory and compliance risks, and develop and maintain an appropriate internal control framework
• Protect the company against Compliance risks which may include client detriment, regulatory sanctions, financial loss and reputational damage
• Advise staff across the Bank on ethical conduct, and external regulatory challenges
• Manage country regulatory relationships ensuring appropriate support and escalation partner with the business in understanding and managing related risks and controls.

EDUCATION

The successful candidate must have the following qualifications:

• BCom Honours degree
• RE 1 Cat 1 FAIS exam and registered FAIS Compliance Officer

JOB EXPERIENCE & SKILLS REQUIRED

• 5-7 years with experience in Compliance within an international organization/bank in the Financial Services industry

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If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles/positions.

Thulaganyo Matshwe

Recruitment Consultant in IT/Internal Audit and Chartered Accountants CA (SA)

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