Independent Financial Advisor

SUMMARY:
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POSITION INFO:

To provide professional, independent financial advice to clients, leveraging an established client base while building and managing your own portfolio of high-net-worth and mass-affluent clients. The role offers long-term growth within a highly reputable wealth and asset management firm known for its integrity, technical expertise, and client-centric service.

Minimum Requirements and Qualifications

• RE5 Qualification 
• CFP® designation, or currently in the process of completing the CFP® Board Exam
• Bachelor’s Degree in Finance, Financial Planning, Investment Management, or a related field 
• Minimum of 2 to 4 years’ experience in the financial services or advisory environment
• Strong understanding of investment products, financial planning principles, and wealth management
• Clean FSCA record and compliance status
• Valid driver’s licence and own reliable transport

Key Performance Areas

• Build and maintain long-term client relationships through trusted and professional financial advice
• Conduct detailed financial needs analyses and prepare tailored investment and financial plans
• Leverage the firm’s existing client base to grow assets under management and expand personal client portfolios
• Deliver accurate and professional client presentations, reviews, and investment proposals
• Ensure compliance with FAIS and FSCA regulatory standards at all times
• Stay current with market trends, product developments, and changes in legislation affecting clients
• Work collaboratively with senior advisors and management to achieve team and personal growth objectives
• Maintain a professional image aligned with the firm’s reputation for excellence and integrity