Key Individual - FAIS/Compliance

Recruiter:

Belmar Personnel

Job Ref:

Key Individual

Date posted:

Thursday, December 8, 2022

Location:

Pretoria, South Africa

Salary:

340 - 360K

JOB SUMMARY:
Key Individual

JOB DESCRIPTION:

Purpose of the job:

Qualified Key Individual to manage and oversee the FAIS and sales related activities of the FSP

Key Stakeholders:

Internal

CEO, Regional and Area Managers, Branch Operations, IT, HR, Compliance

External

FSCA, External FAIS Compliance Officer and Training Service Provider

Outputs / Responsibilities:

1

Manage and oversee the FAIS related and sales activities of the FSP and ensure operational ability is maintained.

2.

Supervision of the Reps.

3

Provide sound advice and support to business on relevant Compliance risks.

4

Monitor and evaluate internal FAIS programmes and policies and recommend improvements where required.

5

Conduct Fieldwork (most online and some external) to identify and document risks and controls, and assist with corrective actions where required

6

Ensure correct and appropriate processes were implemented in line with the principles of TCF

7

Not only maintain own CPD hours diligently but also monitor same for Reps.

8

Maintain Rep register.

9

Liaise with management regarding monitoring findings and recommended solutions

10

Cultivate and manage positive working relationships with FSCA and submit relevant reports timeously

11

Draft and maintain Compliance trackers where required.

Competencies:

Strategic thinking

Stakeholder orientation

Operational ability

Customer centricity

Results-orientation

Effective communication

Self-driven

Team orientation

Decision Making

Time-management

Change facilitation

Leadership

Qualification Requirements:

RE1 and RE 5 registered Key Individual.

Compliance qualification an added advantage

Experience

Working knowledge and experience of FSCA/FAIS in the microlending / insurance / financial services industry.

Knowledge and experience of NCA, POPI and AML an added advantage

Must be able to communicate in Afrikaans

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Automotive Dealership CX Coaching
Location: Gauteng
Salary: Market related
The Automotive Dealership Coach is responsible for enhancing the performance and productivity of dea
Today

Senior Litigation Attorney
Location: Randburg
Salary: R36 000 CTC Per Month
Senior Litigation AttorneyPosition: Senior Litigation AttorneyArea: RandburgExperience: 8+ years post-admission experiencekey Responsibilities & CompetenciesCase Management:Full litigation lifecycle – client consultations, pleadings, discovery, pre-trial, trial, settlements, enforcement of judgments.Court Appearances:High Court (preferred, not essential), Magistrates' Court, Labour Court...
1 day ago

Contract Manager_EPCM / Mining
Location: Johannesburg
Salary:
Senior Contracts Manager (Supply Chain Division) required for our global EPCM client to be based in Johannesburg Northern suburbs with tertiary qualifications as indicated in the specification and exposure to working with NEC and FIDIC contracts. Available to commence working on assignment as soon as possible and able to travel for projects when required.
1 day ago

Call Centre Agent (Automotive)
Location: Johannesburg
Salary: 12 500 Monthly
JHBOpportunity available for a service-driven Call Centre Agent with excellent coordination skills and automotive experience. This role focuses on increasing service sales and managing breakdown calls efficiently.
1 day ago

Financial Manager
Location: Randburg, Gauteng
Salary: Market related
Financial Manager
2 days ago

Logistics Clerk â Yellow Machinery Industry
Location: Johannesburg
Salary:
Logistics Administrator (Yellow Machinery Industry)- Gauteng, Benoni
3 days ago

Accounts Assistant
Location: Johannesburg
Salary:
3 days ago

Freight Forwarding Sales Consultant
Location: Johannesburg
Salary: 600000
Freight Forwarding Sales Consultant
3 days ago

Intermediate Travel Consultant - Pretoria East
Location: Pretoria
Salary: R15 000 Monthly
Role OverviewAn established and dynamic travel and tourism company is seeking a motivated and customer-centric Intermediate Travel Consultant to join their team in Pretoria. The ideal candidate will be responsible for designing and selling tailored travel packages, providing expert travel advice, and booking all travel components in line with client preferences and budgets. This is a cli...
4 days ago

HR Administrator
Location: Centurion
Salary: R15 000
We are looking for a detail oriented and proactive HR Administrator for a very well established company based in the Centurion area. This individual will play a key role in supporting the daily operations of the HR department, ensuring that HR administrative processes are executed efficiently and accurately. The ideal candidate is organized, reliable, and possesses a strong understanding of HR pro...
4 days ago

Key Individual - FAIS/Compliance

Similar jobs you might be interested in:

Create a free job alert for Key Individual - FAIS/Compliance in Pretoria