Key Individual - FAIS/Compliance

Recruiter:

Belmar Personnel

Job Ref:

Key Individual

Date posted:

Thursday, December 8, 2022

Location:

Pretoria, South Africa

Salary:

340 - 360K

JOB SUMMARY:
Key Individual

JOB DESCRIPTION:

Purpose of the job:

Qualified Key Individual to manage and oversee the FAIS and sales related activities of the FSP

Key Stakeholders:

Internal

CEO, Regional and Area Managers, Branch Operations, IT, HR, Compliance

External

FSCA, External FAIS Compliance Officer and Training Service Provider

Outputs / Responsibilities:

1

Manage and oversee the FAIS related and sales activities of the FSP and ensure operational ability is maintained.

2.

Supervision of the Reps.

3

Provide sound advice and support to business on relevant Compliance risks.

4

Monitor and evaluate internal FAIS programmes and policies and recommend improvements where required.

5

Conduct Fieldwork (most online and some external) to identify and document risks and controls, and assist with corrective actions where required

6

Ensure correct and appropriate processes were implemented in line with the principles of TCF

7

Not only maintain own CPD hours diligently but also monitor same for Reps.

8

Maintain Rep register.

9

Liaise with management regarding monitoring findings and recommended solutions

10

Cultivate and manage positive working relationships with FSCA and submit relevant reports timeously

11

Draft and maintain Compliance trackers where required.

Competencies:

Strategic thinking

Stakeholder orientation

Operational ability

Customer centricity

Results-orientation

Effective communication

Self-driven

Team orientation

Decision Making

Time-management

Change facilitation

Leadership

Qualification Requirements:

RE1 and RE 5 registered Key Individual.

Compliance qualification an added advantage

Experience

Working knowledge and experience of FSCA/FAIS in the microlending / insurance / financial services industry.

Knowledge and experience of NCA, POPI and AML an added advantage

Must be able to communicate in Afrikaans

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Lead Generation Manager
Location: South Africa
Salary: R28 000 - R40 000 p/m.
This role is responsible for owning the entire outbound engine, taking full ownership of pipeline generation by replacing the current agency.
Today

Operations Manager
Location: Johannesburg
Salary: 0000
Develop and implement plans for the section that support Pension Administration services and the company’s objectives, ensuring optimisation of current business and workflow processes
Today

Business Development Manager
Location: Johannesburg
Salary: 35000.00 Monthly
Position: Partnership Manager (Business Development Manager)Location: SandtonSalary: R35,000 – R40,000 CTC per monthIntroductionA fast-growing, high-performance organisation within the financial services space is seeking a driven and commercially minded Partnership Manager. This role is suited to an individual who thrives in a fast-paced, results-oriented environment and is motivated by buil...
Today

Head of Finance (3 Month FTC)
Location: Johannesburg
Salary:
Are you a resilient, handsâon finance professional who thrives in fastâpaced, unstructured environments? This is a shortâterm opportunity for an immediately available finance specialist to take ownership of the full finance function and support critical monthâend and yearâend processes within a dynamic organisation.
Today

Financial Accountant
Location: Johannesburg
Salary: 550 000 Annually
Are you an immediately available Financial Accountant, this ones for you!!If you’re a hands-on Financial Accountant with a BCom Accounting and Honours, and you thrive in full-function roles, this opportunity is tailored for you. We’re looking for someone who can jump straight in, take ownership, and keep the finance engine running smoothly.
Today

Sales Manager
Location: Johannesburg
Salary: 540000
Results-driven Sales Manager needed to lead growth and drive revenue in a dynamic technical B2B environment.
1 day ago

Senior Interior Architecture Designer
Location: Pretoria
Salary: R40000
Senior Interior Architecture Designer
1 day ago

Stock Controller/ Warehouse Manager
Location: Johannesburg
Salary: R15,000.00 per month including employer contributions, Medical Aid, Provident Fund and Group Life Scheme
Stock Controller/ Warehouse Manager
1 day ago

Financial Accountant
Location: Johannesburg
Salary: R650 000 Annually
Calling all Financial Accountants!! If you’re a newly qualified CA(SA) with completed articles and exposure to group accounting, this is your opportunity to join a leading player in the property space and elevate your career within a sophisticated, listed environment.
1 day ago

Financial Accountant
Location: Johannesburg
Salary:
1 day ago

Key Individual - FAIS/Compliance

Similar jobs you might be interested in:

Create a free job alert for Key Individual - FAIS/Compliance in Pretoria