Legal and Compliance Officer

Recruiter:

Empire Recruitment

Job Ref:

787580076

Date posted:

Saturday, November 5, 2022

Location:

Sandton, South Africa

JOB SUMMARY:
-

JOB DESCRIPTION:

An investment firm requires the expertise of a Legal and Compliance Officer.

The candidate shall have:

Three years’ post qualification
Excellent team working skills
Appetite to work with service providers in multiple jurisdictions
Appetite to take on new tasks and gain experience in new areas

The role shall include:

Money Laundering Reporting Office (MRO)
Reporting to FSCA
Corporate secretarial work in South Africa
Working with the investment banking and investment management teams in terms of reviewing NDAs, engagement letters and terms sheets
Maintaining internal resources, including internal templates for legal contracts. Maintaining records of contracts executed by the firm
Managing any claims or litigation
Managing relationships with external law firms
Helping to uphold best practice in the investment banking and investment management teams
Managing the process of KYC on by external parties
Miscellaneous legal related work, eg., reviewing employment contracts, employee stock grants
Reviewing investment agreements and ancillary documents (including legal opinions) related to flagship fund and overseeing process for satisfaction of CPs
Monitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its sub-entities.

Similar jobs you might be interested in:

Senior Legal & Compliance Manager
Location: Johannesburg
Salary: R1.4 Million
A leading international group within the logistics and freight sector is partnering with us to appoint a seasoned Senior legal & compliance Specialist. This is a strategic, managerial-level role suited to a qualified attorney with strong commercial exposure and a proven track record in corporate compliance.You will play a critical role in safeguarding the organization’s legal integrity a...
15 days ago

Senior Manager Legal and Compliance - Logistics / Freight MARITIME
Location: Johannesburg
Salary: R1.7m CTC negotiable open to salary discussions
Greenstone Senior Manager legal and compliance - Logistics / Freight
10 days ago

Senior Manager Legal, Compliance and Company Secretarial
Location: Johannesburg
Salary: Negotiable
Assist with the contract drafting, review and finalizing of all contracts for the organization compliance and risk activities of the business, including insurance, claims, SHE and quality of output .
15 days ago

In-House Legal Counsel
Location: Johannesburg
Salary: Market Related
An established international chemical distributor is actively seeking an experienced In-House legal Counsel to be responsible for ensuring that the organization operates within legal frameworks while minimizing risks and protecting its interests. The successful candidate will be part of a dedicated legal department operating across various countries and regions.
2 days ago

Compliance Officer
Location: Pretoria
Salary:
Seeking a qualified compliance officer to provide regulatory compliance and risk management services to financial service providers. The ideal candidate will have a legal, accounting, or financial degree, be FSCA-approved and registered, and possess at least 3 years of industry experience. Strong knowledge of FAIS and FICA, excellent communication skills, and the ability to work independently are ...
14 days ago

SHE Manager
Location: Boksburg
Salary:
15 days ago

Head of Governance, Risk and Compliance
Location: Johannesburg
Salary: Market Related
Head of Governance, Risk and compliance
27 days ago

Ultra-High-Net-Worth Family Officer
Location: Johannesburg
Salary: Market Related
Ultra-High-Net-Worth Family officer
27 days ago

Head of Governance, Risk and Compliance | Sandton
Location: Sandton, Gauteng
Salary: market related
Head of Governance, Risk and compliance | Sandton
27 days ago

Ultra-High-Net-Worth Family Officer | Sandton
Location: Sandton, Gauteng
Salary: market related
Ultra-High-Net-Worth Family officer | Sandton
27 days ago

Legal and Compliance Officer

Similar jobs you might be interested in:

Create a free job alert for Legal and Compliance Officer in Sandton