Legal and Compliance Officer

Recruiter:

Empire Recruitment

Job Ref:

787580076

Date posted:

Saturday, November 5, 2022

Location:

Sandton, South Africa

JOB SUMMARY:
-

JOB DESCRIPTION:

An investment firm requires the expertise of a Legal and Compliance Officer.

The candidate shall have:

Three years’ post qualification
Excellent team working skills
Appetite to work with service providers in multiple jurisdictions
Appetite to take on new tasks and gain experience in new areas

The role shall include:

Money Laundering Reporting Office (MRO)
Reporting to FSCA
Corporate secretarial work in South Africa
Working with the investment banking and investment management teams in terms of reviewing NDAs, engagement letters and terms sheets
Maintaining internal resources, including internal templates for legal contracts. Maintaining records of contracts executed by the firm
Managing any claims or litigation
Managing relationships with external law firms
Helping to uphold best practice in the investment banking and investment management teams
Managing the process of KYC on by external parties
Miscellaneous legal related work, eg., reviewing employment contracts, employee stock grants
Reviewing investment agreements and ancillary documents (including legal opinions) related to flagship fund and overseeing process for satisfaction of CPs
Monitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its sub-entities.

Similar jobs you might be interested in:

Legal and Compliance Officer
Location: Pretoria
Salary: 40 000 Monthly
A NPO based in Pretoria East is looking for a compliance and legal officer coming from the Finance industry to join their team to ensure the company operates within legal guidelines and regulatory requirementsThe successful candidate will be will be responsible for managing all aspects of compliance, including risk assessment, advisory services, and implementing policies and procedures. The ideal ...
10 days ago

Legal and Compliance Officer
Location: Midrand
Salary:
38 days ago

Junior Legal and Compliance Officer
Location: Midrand
Salary:
79 days ago

Legal and Compliance Officer
Location: Midrand
Salary:
79 days ago

Head Of Governance, Legal, Risk and Compliance
Location: Pretoria
Salary:
We are looking for a Head Of Governance, legal, Risk and compliance. We have a permanent role in Pretoria.
25 days ago

Executive Head of Legal, Compliance, and Public Affairs
Location: Johannesburg
Salary:
A prestigious multinational company is seeking a hands-on, commercially minded, and versatile generalist to step into the role of Executive Head of legal, compliance, and Public Affairs. This role requires a leader who can take charge of key legal, compliance, and public affairs functions, ensuring strategic alignment and risk management across the organisation.
3 days ago

SMI 15960 - Compliance Assistant – Law Firm: Pretoria
Location: Pretoria
Salary: R15,000 CTC per month
compliance Assistant – Law Firm: Pretoria
14 days ago

Compliance Officer
Location: Johannesburg
Salary:
compliance officer – Implementation Partner TeamWe’re looking for an experienced compliance officer to join our team and ensure full alignment with legal and regulatory standards. You’ll play a key role in assessing risks, developing policies, training staff, and supporting governance best practices across the business.
25 days ago

NCRS Quality & Technical Manager
Location: Johannesburg
Salary: R35 000 - R40 000 basic + provident fund
NCRS Quality & Technical Manager
25 days ago

Chief Operations Officer (COO) - Business Management & Development
Location: Johannesburg
Salary: Market Related
This role requires a charismatic leader with exceptional presentation, networking abilities, and the ability to work closely with the CEO to implement strategic vision and operational excellence.
29 days ago

Legal and Compliance Officer

Similar jobs you might be interested in:

Create a free job alert for Legal and Compliance Officer in Sandton