Legal and Compliance Officer

Recruiter:

Empire Recruitment

Job Ref:

787580076

Date posted:

Saturday, November 5, 2022

Location:

Sandton, South Africa

JOB SUMMARY:
-

JOB DESCRIPTION:

An investment firm requires the expertise of a Legal and Compliance Officer.

The candidate shall have:

Three years’ post qualification
Excellent team working skills
Appetite to work with service providers in multiple jurisdictions
Appetite to take on new tasks and gain experience in new areas

The role shall include:

Money Laundering Reporting Office (MRO)
Reporting to FSCA
Corporate secretarial work in South Africa
Working with the investment banking and investment management teams in terms of reviewing NDAs, engagement letters and terms sheets
Maintaining internal resources, including internal templates for legal contracts. Maintaining records of contracts executed by the firm
Managing any claims or litigation
Managing relationships with external law firms
Helping to uphold best practice in the investment banking and investment management teams
Managing the process of KYC on by external parties
Miscellaneous legal related work, eg., reviewing employment contracts, employee stock grants
Reviewing investment agreements and ancillary documents (including legal opinions) related to flagship fund and overseeing process for satisfaction of CPs
Monitoring the relevant legal framework(s) and developments and ensuring compliance of the company and its sub-entities.

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