Snr Compliance Specialist

Recruiter:

Set Consulting

Job Ref:

3507243374

Date posted:

Friday, July 29, 2022

Location:

Johannesburg, South Africa

JOB SUMMARY:
-

JOB DESCRIPTION:

Snr Compliance Specialist

Reputable Asset Mgt firm seeks dedicated indiv. Be instrumental in providing sound Compliance advice to the business. Keep abreast of relevant laws and regulations that impact processes and customers. Create awareness across the business. Great culture.

Main Responsibilities:

Create awareness of relevant laws, regulations and standards across the business.
Understand and apply best practice frameworks.
Identify, diagnose and recommend improvements.
Provide advice and implement appropriate and effective solutions.
Evaluate and report on operational and managerial processes, systems and outcomes.
Ensure financial and operational integrity and compliance.
Keep abreast of regulation and industry developments on key compliance risk issues.
Recommend and advise on compliance requirements and embed in specific processes.
Improve quality, service and work output. Continuously recommend improvements.
Proactively identify area of specialisation related problems.
Provide specialist expertise and advice to internal/external customers.
Create a favourable impression aligned to Treating the Customer Fairly (TCF) principles.
Monitor and provide feedback on the effectiveness of compliance practices.
Preventing illegal, unethical or improper conduct.
Comply to risk and governance policies, implement and provide subject matter input.
Other key duties to be discussed at interview stage.

Qualifications and Experience:

BCom in Accounts or Law or LLB. Adv Diploma / Hons, an advantage.
5 to 8 yrs Compliance exp in Asset Management or Investments.
LISP and Retirement fund exp. CAT 2 and 3. FAIS - RE’s.
Equity appointment.

Should you be interested in the role:

Please apply online (Ditto is our database).
For any queries, contact Bev at SET on .
Looking forward to hearing from you.

Similar jobs you might be interested in:

Senior Buyer (Russian Speaking)
Location: Johannesburg
Salary:
Our client is a progressive mining services company passionate about providing safe, sustainable, and effective solutions across Southern Africa.They are looking to appoint a Senior Buyer who is fluent in Russian, based at their Head Office in Woodmead.
14 days ago

Snr Fleet Controller ( Transport/Logistics),
Location: Sandton
Salary:
45 days ago

Electronic Engineer
Location: Centurion
Salary: Annually
Join a pioneering team at the forefront of innovation and tackle exciting technical challenges that drive real-world impact. If you’re ready to elevate your career and contribute to cutting-edge solutions, seize this chance. Apply today!
Today

Financial Controller
Location: Centurion
Salary: 550 000 Annually
Seeking a Financial Controller within Centurion for the Retail industry!
1 day ago

Financial Manager
Location: Pretoria
Salary: 600 000 Annually
We’re Hiring: A Financial Manager in Pretoria East!
1 day ago

Project Accountant and Compliance Specialist
Location: Johannesburg
Salary:
Managed Talent Solutions' external client is looking for a Project Accountant and compliance specialist for one of their clients based in Rosebank. You must have experience in managing project financial expenditure, governance and reporting including month/quaerter and year end. This is a fixed contract engagement to end of January 2026.
1 day ago

Head: Non-Life Pricing & Structuring
Location: Johannesburg
Salary:
A market-leading player in the insurance solutions space is seeking a dynamic Head of Non-Life Pricing & Structuring (Cell Captive) to lead its high-performing technical team. This is a rare opportunity to play a pivotal role in shaping innovative non-life insurance solutions in a fast-paced and evolving environment.
1 day ago

Financial Controller
Location: Johannesburg
Salary: 500000 Annually
Step Into the Spotlight: Lead Finance in a High-Energy Media Environment – Based in Sandton. Are you a detail-driven finance professional ready to make your mark in one of South Africa’s most fast-paced and dynamic industries? A leading media company is looking for a Financial Controller to take charge of its core financial operations. From budgeting and Board packs to tax compliance a...
2 days ago

Strategic Financial Manager
Location: Johannesburg
Salary: 1200000 Annually
An industry-leading multinational company, with a commanding presence in the infrastructure and telecommunications space, is on the hunt for a high-calibre Strategic Financial Manager to join their dynamic team based in Johannesburg North. This is a hybrid position (3 work-from-home days per week).
2 days ago

Planning and Compliance Specialist
Location: Johannesburg
Salary: Hourly
PLANNING AND compliance specialistAn International Mining Company has the abovementioned contract position available.The role will focus on Governance, compliance, Demand, Reporting, Integration and Finance Expenditure. The role enables the delivery of relevant IM processes, communication, collaboration, and knowledge management through the governance and finance areas, standards and reporting, to...
2 days ago

Snr Compliance Specialist

Similar jobs you might be interested in:

Create a free job alert for Snr Compliance Specialist in Johannesburg