Compliance Officer

Recruiter:

Watershed Consulting

Job Ref:

MI-CO

Date posted:

Tuesday, March 26, 2024

Location:

Pretoria, South Africa

Salary:

R468,000.00 ctc

SUMMARY:
Compliance Officer needed in the financial services sector to ensure that the compliance function complies with the law industry and regulatory body requirements

POSITION INFO:

Responsibilities:

Conduct compliance monitoring according to the approved annual compliance monitoring plan.
Monitor compliance risk, policies, and procedures within the designated region(s)
Maintain the standardized monitoring procedure.
Complete monitoring reports
Provide overall compliance assistance, guidance, and advice
Contribute to the completion of compliance reporting
Provide Training and Awareness on Compliance Matters
Develop, educate, and enable a healthy and business-orientated compliance culture
Contribute to the development of compliance risk management plans
Manage incoming correspondence from the regulator or any other industry body
Prepare and consolidate reports
Prepare documentation e.g. reports, presentations, and memos
Distribute the meeting pack to committee members and other stakeholders where applicable by the Terms of Reference.

Requirements

Degree - Legal, Compliance or Risk
Compliance Certificate (Advantage)
Registered with CISA (Compliance Institute of South Africa)
Experience in a compliance role

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