Compliance Officer - Cape Town CBD

Recruiter:

Hewitt Colenbrander Recruitment / HC Recruit

Job Ref:

DBN000244/LB

Date posted:

Monday, March 2, 2026

Location:

Cape Town, South Africa

Salary:

Monthly

SUMMARY:
DBN000244 – Compliance Officer - Cape Town CBD

Purpose of the job:
To provide Compliance services to our client's holding company, its private equity fund structures, and subsidiaries while also ensuring complete compliance with the FAIS Act, FSCA requirements, and related financial services legislation applicable to a Category II (Discretionary) Financial Services Provider (FSP). The position promotes excellent governance, regulatory integrity, and effective board operations.

Required Qualifications

Chartered Secretary qualification (CGISA)
LLB, Compliance or similar legal qualification
Experience in private equity investment structures
Must meet FSCA Fit and Proper requirements for a Compliance Officer
Must be eligible for registration with the FSCA (if not already registered)
Prior appointment as an approved Compliance Officer with the FSCA
Proven Category II (Discretionary) FSP compliance experience
AIS Act (Category II); FSCA regulatory environment; Companies Act and corporate governance

POSITION INFO:
Technical Competencies and responsibilities

FAIS & FSP Compliance (Category I & II – Private Equity)
Act as the appointed Compliance Officer, MLCO for the Category II FSP
Ensure ongoing compliance with: FAIS Act and subordinate legislation
General Code of Conduct
Determination of Fit and Proper Requirements
FSCA Directives, Conduct Standards and Guidance Notes
Maintain and update: Risk Management Compliance Program (RMCP)
Compliance Monitoring Programme
Compliance Manuals, Policies and Procedures
Act as or support the Company Secretary to group entities
File CIPC annual returns and amendments
Manage director appointments, resignations and disclosures
Manage company set up and amendments thereof
Governance, Risk & Advisory Support

Behavioural Competencies:

Trustworthy – High ethical values
Excellent command of the English language
Strong presentation capabilities
Self-starter and driven

Please Note: Should you not hear back from us within the next 2 weeks, please consider your application as unsuccessful.

Similar jobs you might be interested in:

Compliance Officer - Cape Town CBD
Location: Cape Town
Salary: Monthly
DBN000244 â compliance officer - cape town cbdÂ Purpose of the job:To provide compliance services to our client's holding company, its private equity fund structures, and subsidiaries while also ensuring complete compliance with the FAIS Act, FSCA requirements, and related financial services legislation applicable to a Category II (Discretionary) Financial Services Provider (FSP). The position p...
50 days ago

Legal, Risk & Compliance Officer (FinTech)
Location: Somerset West, Western Cape
Salary: Market Related
Legal, Risk & compliance officer (FinTech)
Today

NOW HIRING: Conveyancing Attorney – Risk & Compliance Officer
Location: Capetown
Salary: Negotiable
cape town | Full-Time | Conveyancing Industry
1 day ago

Legal, Risk & Compliance Officer
Location: Somerset West, Western Cape
Salary: Market Related
Legal, Risk & compliance officer
3 days ago

Junior Tax Compliance Officer
Location: Cape Town
Salary: Monthly
A small, well-established accounting firm based in Kenilworth is seeking a detail-oriented and motivated Junior Tax compliance officer to join their team. The firm services a portfolio of small to medium-sized businesses across various industries.Â Role OverviewThe Junior Tax compliance officer will be responsible for assisting with the full function of monthly and periodic tax compliance for a po...
7 days ago

Compliance Monitoring Officer - Somerset West
Location: Somerset West
Salary: Monthly
Our client based in Somerset West is looking to appoint a compliance Monitoring officer.The compliance Monitoring officer plays a crucial role in protecting the client by ensuring the company’s Policies, Procedures and Controls (P,P&Cs) are in line with all relevant regulations and laws.âAs the compliance Monitoring officer, you will conduct sampling to ensure the client adheres to its...
12 days ago

Tax Compliance Officer
Location: Cape Town
Salary: 300 000 Annually
We are seeking a Tax compliance officer to join a wellâestablished accounting and advisory firm. This is an excellent opportunity for a detailâoriented, deadlineâdriven tax professional who thrives in a practice environment and enjoys working with a diverse client portfolio.
25 days ago

Tax Compliance Officer
Location: Cape Town
Salary: 300 000 Annually
Waxed in Tax? Our client in the SME environment with international reach is looking for a Tax compliance officer. You are a person that can roll up your sleeves and take on a portfolio of your own. If you are looking for a supportive and collaborative team environment apply today!
27 days ago

Compliance Officer
Location: Constantia
Salary: Market related
An established financial services business within the asset management space is looking to appoint a
60 days ago

Compliance Monitoring Officer (Financial Services)
Location: Somerset West
Salary:
A well established international financial services concern with offices in Somerset West is seeking a compliance Monitoring officer who will plays a crucial role in protecting the company by ensuring the company’s Policies, Procedures and Controls (P,P&Cs) are in line with all relevant regulations and laws.As the compliance Monitoring officer, you will conduct sampling to ensure the com...
32 days ago