Compliance Officer (RE1 & 5)

SUMMARY:
An industry giant in the automotive sector is on a headhunt for a FSCA Category 1 approved Compliance Specialist to join a highly motivated team in Johannesburg, Gauteng.

POSITION INFO:
As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance.

Duties and responsibilities include:

• Monitor and ensure adherence to FSCA regulations and industry standards, including Category 1 licensing requirements.
• Identify, assess, and mitigate compliance risks within the organization. Develop and implement risk management strategies.
• Create, review, and update compliance policies and procedures to ensure they meet regulatory requirements and industry best practices.
• Conduct training sessions and workshops for staff on compliance-related topics and promote a culture of compliance within the organization.
• Prepare and submit regulatory reports and documentation in a timely and accurate manner. Liaise with regulatory bodies as required.
• Manage internal and external audits and conduct investigations into compliance issues or breaches.
• Provide guidance and advice to senior management and other departments on compliance matters and regulatory changes.

• B.Com in Law/Internal Audit/Risk Management/LLB
• FSCA category 1 approved compliance specialist
• RE1 and RE5 (Advantageous)
• Diploma/ Certification in Compliance management (advantageous)
• CISA Memberships (advantageous)
• Minimum 3 – 5 years of experience in compliance management in the financial services sector
• Knowledge on insurance risk, legal compliance, FAIS, FICA, POPI, TCF
• Excellent communication and report writing skills

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