Compliance Officer (RE1 & 5)

Recruiter:

Network Recruitment

Job Ref:

NFR004742/CAY

Date posted:

Friday, September 20, 2024

Location:

Johannesburg, South Africa

Salary:

R550 000

SUMMARY:
An industry giant in the automotive sector is on a headhunt for a FSCA Category 1 approved Compliance Specialist to join a highly motivated team in Johannesburg, Gauteng.

POSITION INFO:
As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance.

Duties and responsibilities include:

Monitor and ensure adherence to FSCA regulations and industry standards, including Category 1 licensing requirements.
Identify, assess, and mitigate compliance risks within the organization. Develop and implement risk management strategies.
Create, review, and update compliance policies and procedures to ensure they meet regulatory requirements and industry best practices.
Conduct training sessions and workshops for staff on compliance-related topics and promote a culture of compliance within the organization.
Prepare and submit regulatory reports and documentation in a timely and accurate manner. Liaise with regulatory bodies as required.
Manage internal and external audits and conduct investigations into compliance issues or breaches.
Provide guidance and advice to senior management and other departments on compliance matters and regulatory changes.

Requirements:

B.Com in Law/Internal Audit/Risk Management/LLB
FSCA category 1 approved compliance specialist
RE1 and RE5 (Advantageous)
Diploma/ Certification in Compliance management (advantageous)
CISA Memberships (advantageous)
Minimum 3 – 5 years of experience in compliance management in the financial services sector
Knowledge on insurance risk, legal compliance, FAIS, FICA, POPI, TCF
Excellent communication and report writing skills

Apply now:

If you are interested in this opportunity, please apply directly. For more finance jobs, please visit:

If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.
For more information contact:

Cayle Mboto

NB! This job is now closed. You can apply for other jobs by uploading your CV.

Similar jobs you might be interested in:

Technical Compliance Officer - Johannesburg - R45 000 - R50 000
Location: Johannesburg
Salary: Market-related
Ensure the integrity, security, fairness, and regulatory compliance of a multi-jurisdictional gaming ecosystem while acting as the primary liaison between technical teams and external regulatory bodies.
1 day ago

Risk, Compliance & Governance Officer
Location: Johannesburg
Salary:
A leading services organisation is seeking a Risk, compliance & Governance officer to serve as the central oversight and accountability point across the business.This is a newly created role with broad cross-functional exposure and direct interaction with executive leadership — reporting into the CFO and CEO, supporting Audit & Risk Committee requirements and ensuring risk and compli...
1 day ago

Compliance Officer
Location: Pretoria
Salary:
Seeking a qualified compliance officer to provide regulatory compliance and risk management services to financial service providers. The ideal candidate will have a legal, accounting, or financial degree, be FSCA-approved and registered, and possess at least 3 years of industry experience. Strong knowledge of FAIS and FICA, excellent communication skills, and the ability to work independently are ...
11 days ago

Risk and Compliance Officer
Location: Johannesburg
Salary:
Are you passionate about governance, compliance, risk management, and creating structured business processes that drive operational excellence? We are looking for a proactive and detail-oriented Risk and compliance officer to join a fast-paced and professional environment where your expertise will make a real impact.
12 days ago

Risk and Compliance Officer
Location: Johannesburg
Salary:
Are you passionate about governance, compliance, risk management, and creating structured business processes that drive operational excellence? We are looking for a proactive and detail-oriented Risk and compliance officer to join a fast-paced and professional environment where your expertise will make a real impact.
12 days ago

Compliance Officer
Location: Pretoria
Salary: 500 000 Annually
A well-established professional services firm is seeking an experienced compliance officer (Category I) to join their team in Pretoria. This role is suited to a driven individual with a strong background in financial services compliance, who is passionate about maintaining regulatory standards and building strong client relationships.
24 days ago

Chief Financial Officer (CFO)- Strategic Governance, Risk and Compliance
Location: Johannesburg
Salary: Monthly
A leading international agricultural company specialising in the manufacturing and distribution of agricultural products requires the above to strategically lead governance, risk management, financial controls, capital allocation and performance oversight ensuring that subsidiaries operate with robust and disciplined reporting and governance frameworks aligned with international best practices wit...
9 days ago

ISO Documents Controller and SHE Officer (Steel manufacturing required)
Location: Centurion
Salary: R 400 000 Annually
The ISO Documents Controller and SHE officer is responsible for maintaining and improving the Quality Management System, ensuring compliance with ISO 9001:2015 standards, and supporting all health, safety, environmental, and document control functions within the business. The role plays a key part in ensuring regulatory compliance, audit readiness, continuous improvement, and the effective managem...
1 day ago

Pump Fitter (Slurry Pumps - Mining) â Randfontein
Location: Johannesburg
Salary: 120 Hourly
Minimum 5 years’ experience installing and maintaining various pumps on Mines.The Pump Fitter will install, maintain, repair and assemble various pumps.As a Pump Fitter work may include working on site at various Mines, Installing, Maintaining, and troubleshooting pumps and offering solutions to customers.
1 day ago

SLA/VENDOR GOVERNANCE AND SERVICES OFFICER
Location: Pretoria
Salary: Market related
The position is the designated Customer Controller and Supervisor for all outsourced IT services.
1 day ago