Senior Compliance Manager/Officer

Recruiter:

Dante Personnel

Job Ref:

PTA026370/KvS

Date posted:

Thursday, September 10, 2026

Location:

Southern Suburbs, South Africa

SUMMARY:
A premium Financial Services Company in Westlake in the Southern Suburbs of Cape Town is looking for a Compliance Manager to join their team.
R1,000,000 PA based on experience

POSITION INFO:
Minimum requirements: 5-8 years' relevant regulatory compliance experience within financial services, asset management, fund services, investment management or a closely related environment . FAIS registered Compliance Officer for a Category I FSP - essential. Strong practical experience with FAIS compliance, monitoring and regulatory reporting . Experience with FICA \/ AML compliance , ideally including MLRO responsibilities and FIC reporting . Exposure to Section 13B of the Pension Funds Act , including S13B regulatory\/licensing submissions - highly relevant. Experience liaising with the FSCA and managing regulatory submissions\/licensing requirements. RE1 and RE5 - beneficial. Degree or relevant post-graduate qualification - essential. Strong understanding of regulatory monitoring, compliance risk management and regulatory change . Proven ability to operate independently, manage multiple regulatory requirements and drive compliance projects through to completion. Strong written and verbal communication skills, with the ability to engage confidently with senior management and regulatory stakeholders . High level of integrity, reliability and attention to detail . Consultant: Kadee van der Schyff - Dante Personnel Pretoria Silver Lakes Apply via our website \/> Or apply via the following link: If you do not hear from us within 5 days, please accept that your application was unsuccessful

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