Senior Manager - Regulatory Compliance (Insurance / Credit)

SUMMARY:
Senior Manager - Regulatory Compliance (Insurance / Credit)

POSITION INFO:

Senior Manager - Regulatory Compliance (Insurance / Credit)

Location: La Lucia, KwaZulu-Natal

A reputable financial services group has an exciting opportunity for a Senior Manager - Regulatory Compliance.

Position Overview:

The successful candidate will provide advice, guidance, recommendations on the adherence of regulatory compliance practices in client facing divisions (1st line) ensuring compliance regulatory risks are identified, assessed, and reported on for the Group.

One will be a trusted advisor to 1st line but maintain independence of mind as part of 2nd line.

Key Responsibilities:

• Identify and manage all Regulatory requirements of the Group.
• Manage the completion of all commentary and/or impact assessments request from various Regulatory Bodies.
• Provide expert guidance and recommendation and ensure adherence to multiple laws and regulations.
• Demonstrate in depth understanding of key legislations such as the NCA, FAIS Act, POPIA, FIC and other applicable laws.
• Conduct compliance regulatory training.
• Execute on all Regulatory Compliance projects (end-end) within set timelines.
• Assist in filing regulatory reports to the respective regulators, keeping the Group in good standing with regulatory bodies.

Qualifications and Experience:

• A completed Bachelor of Laws (LLB) Degree.
• Admission as an Admitted Attorney of the High Court of South Africa.
• Member of the Compliance Institute of SA.
• RE5 Accreditation.
• A minimum of 5 to 7 years’ experience in a Regulatory Compliance position, 3 years of which must have been in a Managerial role, in Financial Services.
• In-depth knowledge and experience, with Financial Products: Credit and Insurance.

If you meet all the requirements specified above, and interested to further the process, kindly contact Patricia Jacobs by sending your detailed CV to